Corporate Governance Compliance
2,508 open positions
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Legal Counsel, Securities MedlineNorthfield, Illinois, US $154k1mo Legal Counsel supporting corporate and securities compliance, SEC filings, corporate governance, and investor disclosure for a public company.
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Americas Prudential Regulatory Relations Director (AVP) MorganstanleyDallas, Texas, United States of America $77k–$117k1mo Coordinate regulatory exams and continuous monitoring activities for the Americas Prudential Regulatory Relations Group, enabling process improvement through documentation and technology.
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Senior Capital Markets Associate (San Diego) DlapiperSan Diego, CA, US $365k1mo Senior corporate associate supporting public company reporting, compliance, corporate governance, and capital markets for life science, technology, and digital asset clients.
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Director, Compliance CrosscountrymortgageRemote USA 1mo Strategic oversight of post-closing suspense and compliance issue management, establishing risk-based frameworks for identifying, assessing, and remediating regulatory deficiencies in a mortgage lending environment.
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Assistant General Counsel, Healthcare Compliance and Investigations IqviaRemote $145k1mo Provide expert legal advice on internal investigations, healthcare compliance, anti-bribery and anti-corruption (ABAC), and fraud prevention for a global healthcare intelligence and clinical research services company.
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Advisor Compliance and Business Practices Specialist HubinternationalWoodbridge, ON, CA $55k1mo Monitor advisor suitability and compliance for the Insurance division, including broker accounts, conduct, and regulatory enforcement.
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Wealth Management Privacy Risk Specialist MsPurchase, New York, United States of America $110k–$190k1mo Privacy risk expert advising business stakeholders on privacy implications of activities, data collection, use, storage, and sharing, including AI usage and new jurisdiction expansions.
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Lending Compliance Analyst↗ A+ Federal Credit UnionRemote $53k1mo Supports the Credit Union's Compliance Management System by performing independent, risk-based monitoring and testing, validating regulatory data, and assisting with the development and maintenance of the Lending Compliance Program.
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Senior Risikocontroller (m/w/d) Michael Page GmbHRemote 1mo Senior Risk Controller providing regulatory consulting and risk management solutions to banks and savings banks.
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Investigation and Remediation Manager ManulifeMakati City, PH 1mo Lead end-to-end investigations of internal complaints, misconduct, and compliance breaches; drive corrective and preventive action plans (CAPAs) to strengthen governance and mitigate organizational risks.
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Investment Advisor - Mexico ArqMexico City 1mo Certified investment advisor and regulatory officer for ARQ's investment advisory entity in Mexico, accountable for all customer recommendations and regulatory compliance.
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Senior Analyst - Corporate Secretarial Services TheapexgroupPune - Baner, IN 1mo Provide administrative, compliance, and regulatory services to overseas client companies, including managing board meetings, maintaining statutory registers, and ensuring adherence to local laws and anti-money laundering regulations.
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Senior Compliance Manager Beyond Bank AustraliaPerth, Western Australia 1mo Lead compliance excellence, provide independent oversight and expert guidance on regulatory compliance across the Bank, and lead a team of compliance professionals.
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Principal Enterprise Compliance Power and Water CorporationDarwin, Northern Territory 1mo Ensure corporate, Board, management, and employee compliance with legislative and regulatory obligations, adherence to policies and procedures, and alignment with the Code of Conduct.
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Dealbook Reporter, DC ThenewyorktimesWashington, DC $113k1mo Washington-based reporter covering the intersection of business, policy, and power, providing insights into the White House, Capitol Hill, and regulatory agencies.
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Head of Marketing Compliance OkxSan Jose, United States (US) 1mo Senior compliance manager responsible for day-to-day review of new products, material changes, and existing product enhancements to ensure regulatory positioning and mitigate compliance risks.
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Compliance Advisory Lead RobinhoodMenlo Park, CA $89k–$135k1mo Lead regulatory compliance for expanding banking products, ensuring adherence to consumer protection laws and managing relationships with bank sponsors and regulators.
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Compliance Associate, Trading Compliance Point72North America $120k1mo Monitor compliance restriction alerts, investigate trading exceptions, and manage security master data to support global investment and trading activities.
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Manager/Senior Manager Risk & Compliance SiaParis, Île-de-France, fr 1mo Lead compliance, risk, and ethics transformation projects for clients in finance, energy, transport, luxury, and pharma sectors, focusing on regulatory frameworks like LCB-FT, IA Act, and ESG.
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Senior Consultant Risk & Compliance BdoUtrecht, UT, nl 1mo Advise clients on governance requirements, risk management, and compliance; identify and assess risks; develop policies and procedures for regulated entities.
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Compliance Senior Manager BvnkRemote 1mo Oversee regulatory compliance for a UK Electronic Money Institution, maintaining monitoring frameworks, policies, and conduct rules while supporting global initiatives.
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Senior Associate, Regulatory Compliance Iq-Eq111 Connaught Road Central, Sheung Wan, hk 1mo Provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC), handling regulatory research, licensing applications, and monitoring reviews.
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Solutions Consultant, Digital Assets CertiKEurope / Remote 1mo Solutions Consultant for digital assets, embedded with compliance and risk teams at banks, CASPs, and regulators in Europe to solve regulatory and security challenges.
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Compliance Officer – HFT/Hedge Funds Ashford Benjamin LtdHong Kong, Hong Kong, HK 1mo Provide comprehensive compliance coverage for trading activities across the APAC region, overseeing the APAC compliance program and managing regulatory updates, pre- and post-trade controls, and compliance incidents.
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Compliance Tester III CapitalonePlano, TX, US $110k–$151k1mo Execute complex risk-based compliance reviews to independently validate business line adherence to applicable laws and regulations.
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Managing Legal Counsel – U.S. Registered Funds and ETFs TrowepriceOwings Mills, MD, US 1mo Strategic legal advisor supporting T. Rowe Price's U.S. registered funds platform with a significant focus on ETFs, product development, and regulatory compliance.
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Attorney - Global Banking GhrNew York, US $175k1mo Provides legal counsel and regulatory guidance on fixed income derivatives, futures, cleared OTC, and repo within Global Markets.
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Operations Control Specialist BridgestoneCFNA Brook Park, US 1mo Audit support and compliance review for all areas of Credit Operations to ensure adherence to operational SOPs and federal, state, and banking regulations.
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Capital Markets Senior Counsel VanguardMalvern, PA, US 1mo Primary legal advisor to Fixed Income research, trading, and portfolio management teams on securities law, regulatory compliance, and transaction documentation across U.S., UK, and European markets.
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Governance Officer - RTS Compliance Department, Rakuten Total Solutions, Inc. (Secondment) RakutenTokyo, Japan 1mo Manage corporate governance functions including shareholders' and board meetings, approval policies, and regulatory filings to ensure stable business operations.
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Vorstandsreferent (m/w/d) Sparkasse RegensburgRemote 1mo Supporting the Board of Directors with correspondence, complex issue resolution, board meeting preparation, regulatory reporting, mandate management, and strategic business topics.
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Senior Legal Counsel (EMEA Product & Distribution) InvescoLondon, London, GB 1mo Senior legal advisor supporting Invesco's EMEA Product & Distribution team, focusing on UK market legal and regulatory matters for investment products and services.
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Lead Counsel, Securities & Corporate Governance McKessonRemote $157k1mo Lead counsel for securities law, corporate governance, SEC reporting, and public company compliance for a medical-surgical distribution segment preparing to operate as an independent public company.
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Senior Manager, Grant Governance and Compliance WeforumGeneva, CH 1mo Lead the development and implementation of organization-wide grants governance frameworks, compliance standards, and risk management controls for externally funded initiatives.
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Assistant Manager, Company Secretariat LsegBucharest - Iuliu Maniu Boulevard, RO 1mo End-to-end management of subsidiary boards and committees, ensuring compliance with legal, regulatory, and governance requirements for a portfolio of regulated and non-regulated legal entities within the Markets division.
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Investment Compliance, Consultant AiaKuala Lumpur, MY-AIA Malaysia 1mo Ensure investment activities across AIA's fund management and pension teams comply with internal governance frameworks and local regulatory requirements.
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Compliance Monitoring Officer (m|w|d) TRICONNECT Consulting GmbH DüsseldorfDüsseldorf, NORDRHEIN_WESTFALEN 1mo Second Line of Defence Compliance Monitoring Officer supporting an international bank in Düsseldorf with regulatory compliance and financial crime monitoring.
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Referent (m/w/d) Organisationssteuerung & stellv. Notfall- und Auslagerungsbeauftragter (m/w/d) Sparkasse MarkgräflerlandWeil am Rhein, BADEN_WUERTTEMBERG 1mo Implementing regulatory requirements and steering organizational processes, including business continuity and outsourcing management.
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Lead Depositary Specialist , Managing Director StatestreetKilkenny, Ireland 1mo Senior technical authority leading Depositary oversight for UCITS, AIFs, and regulated funds, ensuring regulatory compliance and investor protection.
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Senior Consultant Government & Finance Support Public Services (m/w/d) DeloitteRemote 1mo Senior consultant advising public sector clients and financial institutions on regulatory compliance, risk minimization, and process optimization.
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