Investment Advisor - Mexico
Core
Certified investment advisor and regulatory officer for ARQ's investment advisory entity in Mexico, accountable for all customer recommendations and regulatory compliance.
Role type
Senior regulatory compliance officer (investment advisory)
Builds
Digital, scalable wealth product and regulatory framework for the Mexican market
Domain
Fintech, Wealth Management, Mexican Financial Regulation
Required skills
Investment advisory certification (AMIB), Investor profiling, Suitability frameworks, Regulatory reporting (RAI), Conflict of interest management, Product specification translation, CNBV liaison
Preferred skills
Digital broker experience, ETF knowledge, New entity setup experience, SITI systems knowledge
Technologies
SITI, CNBV reporting systems
Responsibilities
Act as certified investment advisor accountable for recommendations, Own advisory framework and core policies, Serve as primary CNBV contact, Manage regulatory reporting and RAI obligations, Partner with product/engineering to translate regulations, Review customer-facing content and model portfolios, Monitor advisory activity and documentation
Seniority
Senior, hands-on IC