Compliance Testing Sr. Manager
Core
Leads a multi-tiered Compliance Testing Team to determine if Capital One's processes and transactions comply with regulatory requirements, piloting new testing methodologies and leveraging technology to improve testing depth and breadth.
Role type
Senior IC Compliance Testing Manager (Second Line of Defense)
Builds
Compliance testing programs, data scripts, and testing innovations for the Capital One Enterprise
Domain
Financial Services / Regulatory Compliance
Required skills
Strategic leadership, risk judgment, regulatory compliance expertise, financial institution process knowledge, technology innovation adoption, stakeholder influence, audit response management, data script development, Python scripting, SQL scripting
Preferred skills
Multi-team organization leadership, consumer regulations expertise, complex analysis communication, Certified Regulatory Compliance Manager (CRCM) certification, analytics engagement
Technologies
Python, SQL
Responsibilities
Lead multi-tiered Compliance Testing Team and pilot new testing methodologies; Develop, manage, and execute Compliance Testing calendars, data scripts, and methodologies; Align resources for timely and accurate test execution; Support strategic transformation through technology solutions; Establish relationships with Compliance Advisors, Test Leads, Data Teams, and Business Areas; Elevate substantive testing issues to senior management; Create and provide result reports to Accountable Executives and Senior Compliance Officers; Oversee and manage responses for testing-related audits or exams
Seniority
Senior, hands-on IC with people management
