Compliance Officer – HFT/Hedge Funds
Core
Provide comprehensive compliance coverage for trading activities across the APAC region, overseeing the APAC compliance program and managing regulatory updates, pre- and post-trade controls, and compliance incidents.
Role type
Senior compliance generalist (HFT/Hedge Funds)
Builds
APAC compliance program and regulatory adherence for trading activities
Domain
Financial services, Hedge Funds, HFT, APAC markets
Deliverable
client delivery
Required skills
Regulatory compliance, Pre- and post-trade control, Compliance incident management, Policy implementation, Business/product initiative review, Investment bank compliance experience
Preferred skills
APAC markets experience, Buy-side platform experience
Responsibilities
Oversee APAC compliance program, Provide guidance on regulatory updates, Manage compliance incidents and breaches, Review new business and product initiatives, Implement compliance policies and procedures
Seniority
Senior, hands-on IC