Corporate Governance Compliance
920 open positions
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Governance & Regulatory Affairs Officer Standard-Bank-GroupKampala, Central Region, ug today Ensures the bank adheres to regulatory requirements and internal compliance policies by managing governance processes, risk assessments, and regulatory engagement.
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Legal Counsel PlentiSydney today Legal Counsel providing day-to-day legal and regulatory advice to business teams on consumer credit, financial services regulation, commercial agreements, governance, privacy, and disputes.
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Senior Compliance Officer HyperiongrpSydney - LV 29, Angel Place, AU 1d Embedding the Compliance Management Framework and supporting compliance maturity across DUAL ANZ by translating regulatory requirements into practical business processes and controls.
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Senior Manager, Breach Assessment IngSydney, AU 1d Lead the end-to-end breach reporting process, overseeing investigation, assessment, and regulatory reporting for potential breaches.
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Senior Regulatory Compliance Manager CorpayLondon Moorgate - Cross Border, GB 1d Senior Regulatory Compliance Manager ensuring compliance with FCA requirements for cross-border payments and FX/derivatives within a global financial services environment.
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Senior Company Secretary and Legal Counsel WestpacnzWestpac on Takutai Square, NZ 1d Senior Company Secretary & Legal Counsel providing strategic governance leadership and trusted legal advice to support strong decision-making across Westpac New Zealand.
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Compliance Manager Trading212Portugal 1d Lead the local compliance function for the Portuguese Branch of Trading 212, ensuring adherence to Portuguese Securities Code, CMVM regulations, and EU MiFID II/MiFIR requirements.
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Depositary Officer TheapexgroupValencia, ES 1d Ensure confidentiality and integrity of depositary structures, monitor conflicts of interest, and oversee transaction risks for alternative investment funds under AIFMD.
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Restricted Securities Associate MsSandy, Utah, United States of America 1d Execute and support transactions involving restricted or control stock, including Rule 144, Rule 10b5-1 trading plans, and SEC filings for corporate insiders and affiliates.
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VP/AVP, Business Legal and Compliance, Global Financial Markets DbsOne Island East, HK 1d Provide legal and regulatory support for Global Financial Markets' digital asset, virtual asset, tokenisation, and related initiatives while managing risks and advising on transactions and strategic initiatives.
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Senior Investment Compliance Analyst StatestreetGdansk, Poland $68k–$68k1d Procure and maintain market, static, and holdings data to perform daily compliance and price conformity checks for investment funds, ensuring trades fall within market ranges per § 168 KAGB.
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Strategic Account Manager 3 - German Speaker BehavoxItaly 1d Own the full commercial relationship with complex, highly regulated financial institutions (banks, hedge funds, asset managers, energy firms) to drive retention, expansion, and strategic growth.
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Legal Counsel, Corporate Securities DoordashusaSan Francisco, CA $184k–$184k1d Ensure compliance with securities laws and Nasdaq listing requirements, oversee public disclosures, manage equity programs, and support corporate governance for a public technology company.
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Product & Privacy Counsel BrexNew York, NY $220k–$220k1d Strategic legal leader scaling privacy programs and providing regulatory advice for a fintech platform serving global businesses.
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Senior Compliance Officer Iq-EqLuxembourg City, lu 1d Support the Board and Senior Management in fulfilling statutory and regulatory obligations by ensuring compliance with laws, regulations, and codes established by regulators, while protecting the company's brand and reputation.
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Legal & Regulatory Counsel, Payments (Kazakhstan) BinanceKazakhstan, Astana 1d Provide end-to-end legal and regulatory support for Binance's licensed payment business in Kazakhstan, covering licensing, regulatory dialogue, contract review, and compliance.
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Compliance Response Specialist I JobgetherRemote $60k–$60k2d Supports the administration and execution of compliance response activities, managing matters from complaints and regulatory examinations to audit inquiries and issue remediation.
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Company Secretarial Specialist Anglo-American-De-Beers-GroupBrisbane, au $0k–$0k2d Provide practical governance advice and support on company secretarial matters, joint venture management, and statutory compliance for unlisted Australian entities in the Steelmaking Coal business.
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Compliance Manager - Wealth Management RbcTORONTO, Ontario, Canada 2d Provide compliance support and advice to the Wealth Management Canada business, including drafting policies, producing reports for senior management, and mitigating civil, regulatory, and reputational risk.
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Resident Advisor in Financial Sector Supervision and Regulation (SARTTAC) (MCMTA) ImfIndia 2d Lead capacity development and technical assistance for financial sector supervision and regulation in South Asia, focusing on the banking sector.
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Compliance Specialist/Political Law BallardspahrDC - Washington, US $115k–$115k2d Provide comprehensive legal and compliance support for nonprofit organizations and Political Action Committees (PACs) by managing daily operations, preparing disclosure reports, and ensuring regulatory adherence.
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Sr Manager - Legal & Compliance, Japan FiservTokyo, Roppongi, JP 2d Establishing legal, regulatory, and compliance frameworks for Fiserv's Japan operations, including entity management, corporate governance, and commercial transactions.
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Legal Associate↗ Klar Technologies Sa de Cv SfpCiudad de México, DIF, MX 2d Manage corporate governance, regulatory compliance, and litigation for a fintech company operating in Mexico.
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ABOGADO GENERAL SECRETARY (MANAGER) Bbva28050, MADRID, Madrid, ES 2d Specialized legal advisor to BBVA's governance bodies and Finance area on financial, banking, and regulatory matters.
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Compliance Officer - Home Lending Compliance KeybankBrooklyn, OH, US $71k–$125k2d Provide second-line defense oversight, interpret banking/consumer compliance laws, and mitigate risk for Home Lending Origination lines of business.
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Senior Branch Operations Administrator, Nesbitt Burns BmoMONTREAL, QC, CAN, CA $42k–$42k2d Provides operational support and management of sales compliance and regulatory requirements for a branch or region, ensuring alignment with business objectives and safeguarding customer assets.
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Principal AdvisorgroupRemote $70k–$70k2d Customer-facing role supporting Investment Executives by verifying compliance of transactions and documentation for Financial Professionals.
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Senior Legal Counsel, Product Legal, Yield AirwallexSG - Singapore 2d Lead counsel for Airwallex's Yield product, providing legal, regulatory, and strategic advice across the full product lifecycle to enable responsible global product growth.
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Consultant Senior Conformité & Contrôle Interne - Entreprises d'Investissement F/H PwCNeuilly-sur-Seine, FR 2d Senior consultant providing regulatory compliance and internal control expertise to investment firms, helping them manage risks and achieve regulatory approvals.
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Compliance and Ethics Counsel Associate Manager AccentureBengaluru, IN 2d Associate Manager driving end-to-end compliance monitoring, continuous auditing, and data-driven analysis to assess effectiveness, identify trends/anomalies, and mitigate risks in global legal compliance programs.
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Senior Legal Counsel ManulifeKuala Lumpur, Wilayah Persekutuan Kuala Lumpur, MY 2d Senior Legal Counsel providing practical, commercially focused legal, regulatory, and governance advice across multiple regulated entities in the financial services sector.
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Vice President, Regulatory Compliance UobgroupHong Kong (City Area) 2d Lead regulatory compliance reviews, thematic assessments, and monitoring activities to assess adherence to laws and internal policies, identifying risks and control gaps within a banking branch.
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Energy Trading Compliance Advisor ShellCalifornia - San Diego - Trading Office, US $115k–$115k2d Provide compliance advice and risk mitigation for gas, power, and environmental product origination and trading businesses in the U.S. West and Canada.
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Compliance Officer - Associate DbHo Chi Minh, 33 Le Duan Street, VN 2d Provide Level 1 control advice and assist with Level 2 controls and risk assessments for Deutsche Bank's Vietnam activities, including developing internal compliance policies, monitoring regulatory adherence, and supporting Anti-Money Laundering (AML) and…
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Senior Director, Head of International Payments Network Compliance (EMEA) CapitaloneLondon, Eng, GB 2d Lead compliance risk management for Capital One's global payments network (Discover acquisition) serving 70M merchants across 200+ countries.
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Senior Manager, Financial Control & Regulatory Reporting (AIA Investment Management) AiaSingapore, SG-AIA Singapore 2d Ensuring the integrity, accuracy, and compliance of financial and regulatory reporting frameworks for an investment management firm.
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Securities and Corporate Governance Counsel/Assistant Corporate Secretary BbinsuranceDaytona Beach, FL, USA 2d Supports the Chief Securities and Corporate Governance Counsel in overseeing corporate governance, public company compliance, equity compensation, entity management, and transactional support for mergers and acquisitions.
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VP/Counsel - Private Wealth Management AbglobalNashville, Tennessee, US 2d Provide practical, business-oriented legal advice and support to the Private Wealth Management business, covering product development, client arrangements, and regulatory compliance for investment adviser and broker-dealer activities.
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