Corporate Governance Compliance
2,458 open positions
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Global HNW COE Office, Senior Principal AIA International Limited.Hong Kong, Hong Kong, HK today Senior Principal acting as a 1.5 Line of Defence business advisor to the CEO of Global High Net Worth, shaping strategy and executing cross-border initiatives for HNW business growth.
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ASSET MANAGEMENT COMPLIANCE, APAC – SENIOR MANAGER / AVP Recruitment Intelligence Consultants LimitedHong Kong, Hong Kong, HK today Senior Manager/AVP leading compliance and risk management programs for APAC Distribution across all investment products and institutional clients.
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Regulatorik-Koordinator (m/w/d) Vereinigte Volksbank Bramgau Osnabrück Wittlage eGOsnabrück, NIEDERSACHSEN today Introduce and manage regulatory compliance frameworks, track regulatory developments, and monitor implementation measures to identify risks early.
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Datenschutzkoordinator (w/m/d) Kreissparkasse München Starnberg EbersbergMünchen, BAYERN today Central point of contact for data protection within a savings bank, coordinating processes, consulting departments, and managing legal compliance.
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Assistant Manager - Compliance JllChennai, TN, IN today Support and strengthen the organization's compliance framework by ensuring adherence to laws, regulations, and corporate policies while minimizing compliance risks.
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Investment Performance Analysis, Senior Associate StatestreetHangzhou, China today Provide technical support to the Compliance team, develop and maintain compliance systems, and ensure deliverables meet client service level agreements.
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Compliance Advisor DbBrussels Avenue Marnix 13-15, BE today Provide proactive advice on compliance and regulatory matters to business partners, ensuring adherence to Belgian and European regulations and Deutsche Bank's standards.
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Corporate Compliance, Principal AiaHong Kong, HK-AIA Hong Kong & Macau today Principal Corporate Compliance professional ensuring AIAHK & Macau operations adhere to Group Policies and local regulatory requirements across diverse entities.
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Senior Compliance Consultant AyvensTaastrup, DK today Senior Compliance Consultant supporting the second line of defence (LOD2) for compliance and financial crime frameworks in a Danish leasing and mobility company.
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Vice President, EMEA Employee Compliance Advisory BlackRockBU3-Budapest-GTC White House, Vaci ut 47, District XIII, Budapest, HU HUF 16400k–HUF 26700ktoday Provide practical, risk-based Employee Compliance advice across EMEA regarding personal trading, private investments, Outside Business Activities (OBA), and Gifts & Entertainment (G&E) for the executive population.
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Deputy Corporate Secretarial Manager ClydecoSingapore today Oversee delivery of corporate secretarial services and advise clients on governance best practices for UK and PRC-owned companies.
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Regulatory Compliance Officer – Luxembourg CorpayLuxembourg - Cross Border €69k–€100ktoday Ensure Corpay's Luxembourg operations remain fully compliant with local and EU regulatory requirements for payment institutions, acting as the primary Regulatory Compliance Officer and appointed MLRO.
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Director, Data Regulatory Compliance & Risk ExperianUnited States, UNITED STATES, us today Lead risk, regulatory compliance, and data privacy efforts for Experian's Financial Services and Data business to meet federal and state requirements.
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Compliance Associate – Monitoring & Testing OpploansRemote $71k–$107ktoday Second-line compliance testing and monitoring to ensure adherence to consumer protection laws and regulations across policies, procedures, loans, and communications.
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Senior Consultant, Compliance Northern TrustSingapore, Singapore, SG today Provide compliance advisory support, manage monitoring/surveillance programs, and implement regulatory frameworks for the APAC FX business.
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Complaints Policy Manager MonzoRemote £41k–£52ktoday Lead a team of technical experts to shape and improve the complaints policy framework, ensuring processes meet regulatory expectations and deliver fair customer outcomes.
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Counsel Intercontinental Exchange Holdings, Inc.Atlanta, Georgia today Provide legal and regulatory compliance support for US futures exchanges, clearing, and trade repositories.
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Financial services compliance AI - Sales & BD Manager Eximius FinanceLondon, England, GB today Pipeline generation for a regulatory intelligence and compliance platform serving regulated financial firms and fintechs.
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Company Secretarial Specialist Standard-Bank-GroupDouglas, Douglas, im £50k1d Coordinate and manage Board, Committee and management meetings, produce minutes, ensure statutory filings, and support director onboarding to maintain corporate governance standards.
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Compliance Consultant - Financial Services Advisory Non-disclosedLondon, England, GB 1d Provide regulatory compliance advice and support to clients operating across the investment and wealth management sectors.
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Senior Compliance Officer – Regulatory Compliance CLARC RecruitmentLondon, England, GB 1d Lead regulatory compliance for a London branch, managing FCA/PRA obligations, financial crime controls, and regulatory change implementation.
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Compliance Manager (m/w/d) Armira Beteiligungen GmbH & Co KGMunich 1d Ensuring regulatory compliance for a fully licensed asset management company (Kapitalanlagegesetzbuch) and developing the Compliance Management System.
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VP, Legal Counsel - Data Privacy, Digital & Technology PIMCOLondon, England, GB 1d Provide specialist legal guidance on data privacy, digital, and technology regulation across the EMEA region for a global asset manager.
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Lead Counsel - Country - Vice President CitiSingapore, Singapore, SG 1d Senior legal counsel providing legal advice, support, and guidance on local laws and regulations for Citi's Banking and Services businesses in Singapore.
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Corporate Governance Manager Global Payments, Inc.London, England, GB 1d Own governance across key legal entities, drive best-in-class corporate secretarial practices, and influence board-level operations.
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Company Secretary, Europe The Travelers Indemnity CompanyLondon, England, GB 1d Ensures European Boards have necessary advice and resources to discharge duties effectively, managing governance for a portfolio of regulated and non-regulated entities across the UK and Ireland.
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Deputy Company Secretary Taylor RootLeeds, England, GB 1d Senior governance role supporting the Board, Board Committees, Executive Committees, and Non-Executive Directors in a UK pension and FCA-regulated investment company.
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Senior VP, BRCM Conduct & NFR United Overseas BankSingapore, Singapore, SG 1d Design and lead the strategic vision for the financial advisory framework and drive compliance initiatives for Operational Risk and Conduct.
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Compliance (Assistant Manager - Manager Level) Cermati-ComJakarta, Jakarta, id 1d Lead compliance operations for an Insurance Brokerage and Financial Aggregator business, ensuring adherence to insurance and financial services regulations.
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[쿠팡페이] 컴플라이언스 담당자 CoupangSeoul 1d Designing and building internal control systems for Coupang Pay's financial services and products to ensure regulatory compliance and customer protection.
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Senior Vice President / Assistant Director of Legal, APAC WebullHong Kong, Hong Kong, HK 1d Lead and build the APAC legal function, acting as a strategic business partner to the APAC CEO and global leadership.
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Auslagerungsbeauftragter (m/w/d) MaRisk Sparkasse TrierRemote 1d Ensure the bank's outsourcing and third-party management complies with MaRisk and DORA regulations through monitoring, quality assurance, and risk analysis.
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Government Relations Manager AtbCALGARY, Alberta, Canada 1d Execute strategies to advance ATB Financial's business goals, monitor legislative developments, and translate policy impacts for executive leadership.
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Legal Expert IngACT (Amsterdam - Acanthus), NL 1d Handle professional-stage customer complaints regarding fraud and KYC, implement AI tools like Copilot, and provide legal advice on product approvals, documentation, advertising, and regulatory matters.
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Senior Advisor, Legal and regulatory compliance DesjardinsLévis, CA 1d Design, institute, and coordinate the compliance framework and enforce rules to ensure officer and employee behaviors comply with organizational standards.
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Investment Banking Compliance/Supervision Analyst- FINRA Series 9/10 or 24 RegionsCharlotte, NC - Blackarch Office, US $118k–$161k1d Capital Markets Compliance Analyst supporting regulatory compliance programs, including filing forms, managing associated persons registers, conducting OFAC checks, and overseeing branch inspections.
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Senior Business Analyst - Broker Dealer NasdaqCA-Toronto-York St 24/25 1d Translate complex broker-dealer regulatory requirements into functional specifications and support clients with domain expertise.
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Mitarbeiter Vorstandssekretariat (m/w/d) Sparkasse Mecklenburg-SchwerinSchwerin, Mecklenburg, MECKLENBURG_VORPOMMERN €55k–€76k1d Legal and compliance support for a Sparkasse (savings bank), handling legal representation, risk strategy, fraud prevention, and anti-money laundering processes.
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Managing Director↗ Mexc 1d Lead the overall management, governance, operational oversight, and regulatory alignment of MEXC's Brazilian regulated entity while driving strategic development and sustainable business growth across the Latin American region.
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Wealth Management Investigations Paralegal MsDallas TX 1445, US 1d Support attorneys in handling internal investigations involving potential employee misconduct and regulatory enforcement matters for the Wealth Management business.
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Branch Operations Manager BmoSaint John, NB, CAN, CA $65k–$115k1d Provides operational support and management of sales compliance and regulatory requirements for a branch or region.
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