Legal Counsel, Securities
Core
Legal Counsel supporting corporate and securities compliance, SEC filings, corporate governance, and investor disclosure for a public company.
Role type
Mid-level securities and corporate counsel
Builds
SEC filings, governance documents, and investor communications
Domain
Healthcare / Public Company Securities Law
Required skills
Securities law expertise, SEC filing preparation, corporate governance knowledge, insider trading compliance, M&A and capital markets diligence, regulatory compliance (Reg FD, Section 16)
Preferred skills
None stated
Technologies
None stated
Responsibilities
Prepare and review SEC filings (10-K, 10-Q, 8-K, proxy statements); File Section 16 forms; Advise on insider trading compliance and blackout periods; Support capital markets transactions (M&A, financings); Assist with Board meeting materials and stockholder meetings; Review public communications for disclosure compliance.
Seniority
Mid-level, hands-on IC