Corporate Governance Compliance
2,510 open positions
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Attorney - Global Banking GhrNew York, US $175k1mo Provides legal counsel and regulatory guidance on fixed income derivatives, futures, cleared OTC, and repo within Global Markets.
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Senior Manager, Grant Governance and Compliance WeforumGeneva, CH 1mo Lead the development and implementation of organization-wide grants governance frameworks, compliance standards, and risk management controls for externally funded initiatives.
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Associate Director, Compliance & Risk AiaHong Kong, HK-AIA Investment Management 1mo Provide senior, hands-on second-line oversight, advice, and support for compliance, risk management, and AML/CTF matters to ensure alignment with Hong Kong regulatory expectations and internal standards.
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Senior Analyst - Corporate Secretarial Services TheapexgroupPune - Baner, IN 1mo Senior Corporate Secretary providing administrative, compliance, and regulatory services for overseas client companies across multiple jurisdictions.
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Assistant Manager, Company Secretariat LsegBucharest - Iuliu Maniu Boulevard, RO 1mo End-to-end management of subsidiary boards and committees, ensuring compliance with legal, regulatory, and governance requirements for a portfolio of regulated and non-regulated legal entities.
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Compliance Testing Sr. Manager CapitalonePlano, TX, US $162k1mo Leads a multi-tiered Compliance Testing Team to determine if Capital One's processes and transactions comply with regulatory requirements, piloting new testing methodologies and leveraging technology to improve testing depth and breadth.
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Vice President - Bank Holding Company - Regulatory Controller MorganstanleyNew York, New York, United States of America 1mo Lead regulatory reporting and financial control for Bank Holding Companies, ensuring accuracy of consolidated and legal entity financial statements under US GAAP and global regulatory regimes.
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Vice President, Corporate Legal & Compliance FreshworksSan Mateo, CA, us 1mo Lead corporate legal and compliance strategy for a global public technology company, managing SEC reporting, securities laws, corporate governance, and enterprise risk management.
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Regulatory Compliance Consultant KPMGTel Aviv-Yafo, Israel 1mo Provide regulatory advisory services to financial institutions on implementing international financial regulations.
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Principal, Corporate Compliance Gravitas Recruitment GroupHong Kong, Hong Kong, HK 1mo Drive implementation of a fit-for-purpose compliance framework covering regulatory compliance, Code of Conduct, Outsourcing, FATCA, CRS, and Gifts & Entertainment across multiple entities under AIAHK oversight.
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Events & Field Marketing Manager Solidus LabsNew York, United States 1mo Own Solidus's events program end-to-end, from flagship conferences to invite-only dinners, driving pipeline and relationships with Chief Compliance Officers, surveillance leads, and regulators.
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Legal Advisor - Commodities Trade Finance Wealth Management Finders SAGenf 1mo Provide hands-on legal support across a Swiss financial institution's Legal & Compliance function, focusing on Commodity Trade Finance and Wealth Management.
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Head of Finance OkxSliema, Malta 1mo Lead the finance function for OKX's Malta regulated entity and support the wider European business, acting as the senior finance representative with European regulators.
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Risk Consultant DeloitteTel Aviv, Israel 1mo Provides advisory services to leading financial institutions on compliance, anti-money laundering (AML), and enforcement across regulatory requirements, laws, and regulations.
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Corporate M&A Solicitor Alex Correa ExecutiveBrisbane, Queensland 1mo Advise on mergers and acquisitions, equity capital markets transactions, and corporate advisory matters including governance and regulatory compliance.
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VP, Regulatory Compliance, Private Banking Pure Hong KongHong Kong, Hong Kong, HK 80k–100k1mo Lead regulatory compliance for a European private bank's Asia presence, managing dealing programs, licensing, conflict of interest, and regulatory liaison with HKMA and SFC.
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Senior Investment Analyst NetwealthMelbourne Office 1mo Conduct operational due diligence assessments on investment structures, responsible entities, and custodians to ensure governance and risk management standards.
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Assistant Director/Associate, Investment Intermediaries (Contract) SggovterpMAS: MAS Building, SG 1mo Conduct firm-specific risk assessments and thematic analyses to evaluate the conduct of investment intermediaries and identify emerging risks.
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VP, Compliance - Regulatory PimcoHong Kong 1mo Managing and administering the firm's compliance programme for Hong Kong and North Asia, covering regulatory monitoring, vendor onboarding, KYC/AML, trade surveillance, and SFC-authorised fund authorization.
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Senior Legal Counsel, Capital Markets Litigation BmoToronto, ON, CAN, CA $105k1mo Provides legal and regulatory advice on capital markets litigation, products, and initiatives for BMO Financial Group, minimizing legal risk and influencing business objectives.
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Compliance Testing & Monitoring Specialist (m|w|d) TRICONNECT Consulting GmbHDüsseldorf, NORDRHEIN_WESTFALEN 1mo Second Line of Defence specialist responsible for planning and executing risk-based compliance testing and monitoring to ensure adherence to regulatory requirements and internal controls in an international bank.
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Compliance Manager InvescoMelbourne, Victoria, AU 1mo Ensure Invesco's compliance with Australian financial services laws, regulatory obligations, and internal controls for an investment management firm.
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Experte operative Compliance International Payments (m/w/d) Finanz Informatik GmbH & Co. KGRemote 1mo Ensuring governance, risk, and compliance for international payments and supplier interfaces, including regulatory adherence (DORA) and business continuity.
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Sales Supervision Manager - Specialized Trends and Reports AmeripriseMinneapolis, Minnesota, US $87k–$120k1mo Review business trends across advisor practices, supervise specialized reports to identify policy violations and trading patterns, and mitigate risk in a financial services environment.
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Assurance | Senior Associate Risk & Control FY27 PwCMadrid, ES 1mo Confirming adherence to regulatory requirements and mitigating risks for clients by providing guidance on compliance strategies.
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Managing Legal Counsel - Litigation TrowepriceOwings Mills, MD, US $174k1mo Lead attorney managing all global litigation, arbitration, mediation, regulatory investigations, and contentious matters for a global asset management organization.
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Compliance Complaints Investigations - Banking SME MsBudapest, Hungary 1mo Investigate complex customer complaints involving consumer banking, lending products, and regulatory obligations to determine root causes and deliver fair resolutions.
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Associate General Counsel MlpLondon, United Kingdom 1mo Negotiating and executing portfolio manager agreements, including internal and external arrangements, separate account, management, and bespoke fund agreements, alongside related regulatory work.
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Associate/Senior Associate, Regulatory Risk Management, Wealth Management COO Office, Private Banking DbsSingapore - Central 1mo Execute and enhance regulatory risk management processes for External Asset Management/Business Introducer (EAM/BI) governance, tax regimes (FATCA, CRS, QI, GST), and US persons within Wealth Management.
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Global Head of Market Surveillance Compliance, Managing Director StatestreetBoston, Massachusetts, US $170k–$268k1mo Design, oversee, and enhance the firm's global market surveillance compliance framework for trade and electronic communications surveillance to ensure regulatory alignment and risk management.
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Business Controls Associate - Oversight & Control - RJ Bank RJ Bank RaymondjamesSaint Petersburg, Florida - United States 1mo Execute risk-based control testing and monitoring to manage operational and regulatory risk across Private Client Banking, Deposit Operations, Loan Operations, and Corporate Real Estate.
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Portfolio Implementation Compliance Analyst/ Senior Analyst CapgroupSingapore 1mo Facilitate the Capital System and support the investment process by collaborating with Principal Investment Officers and stakeholders to ensure strategy compliance, mitigate risk, and increase operational efficiency.
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Legal Officer TmgmSydney, New South Wales 1mo Provide practical legal guidance and support on a broad range of matters, including regulatory compliance, contract management, and licensing for a financial services licensee.
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Compliance Officer eToroAbu Dhabi, United Arab Emirates 1mo Execute local compliance strategy and framework for ADGM regulations, coordinate with regulators, and manage AML/KYC processes for a social trading platform in the UAE/GCC.
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Senior Compliance Manager (Personal Banking Compliance) Bank Of China (Hong Kong) LimitedHong Kong, Hong Kong, HK 1mo Lead and manage the personal banking compliance advisory team to provide pragmatic advice to business units regarding regulatory compliance issues on general banking products and services.
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Senior Manager, Adviser Governance and Review CfsSydney, New South Wales 1mo Lead governance strategy, onboarding, and ongoing monitoring of third-party advice licensees and advisers to protect member outcomes and ensure regulatory compliance.
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Senior Manager, Regulatory Engagement, APRA Commonwealth-Bank-Of-AustraliaSydney, New South Wales 1mo Provide prudential regulatory advice and drive Group Regulatory Strategy initiatives for APRA, ASIC, and RBA across Traded and Non-Traded Market Risk, Capital/Liquidity Management, Stress Testing, and Resolution Planning.
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Lead Ombudsman, Banking and Finance AfcaMelbourne, Victoria 1mo Lead a national team of Ombudsmen and Adjudicators to resolve complex banking and finance disputes, ensuring fair and consistent outcomes for consumers and financial firms.
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Annual Disclosure Paralegal City-Of-New-YorkNew York City, NY, us 1mo Review financial disclosure reports, conduct research, and support enforcement cases against public servants to ensure compliance with conflicts of interest laws.
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Director, Senior Legal Counsel - Board Governance Janus Henderson InvestorsDenver, CO, US $200k–$225k1mo Senior attorney providing independent legal judgment and regulatory interpretation to support the Boards of Trustees and committees for Janus Henderson's U.S. retail and intermediary mutual fund products.
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Compliance Specialist Beyond Bank AustraliaPerth, Western Australia 1mo Provide regulatory advice, support compliance incidents and reporting, and maintain the Compliance Framework for an Australian member-owned bank.
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Governance and Oversight Associate – Perpetual Corporate Trust PerpetualSydney, New South Wales 1mo Provide operational support for advertising, marketing, and distribution oversight activities, ensuring compliance with regulatory requirements and investment strategies.
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