Compliance Associate, Trading Compliance
Core
Monitor compliance restriction alerts, investigate trading exceptions, and manage security master data to support global investment and trading activities.
Role type
Associate-level compliance analyst (trading)
Builds
Automated controls, reports, and dashboards for compliance visibility
Domain
Alternative investments / Hedge funds / Trading
Deliverable
dashboards & analysis
Required skills
Compliance investigation, data analysis, project management, cross-functional collaboration, regulatory policy enforcement
Preferred skills
AI tool integration, real-time trade approval support
Technologies
Compliance monitoring tools, automated control systems
Responsibilities
Monitor compliance restriction alerts and resolve potential issues; Investigate trading exceptions and prepare findings; Manage compliance-related security master data; Partner with Technology to implement automated controls; Analyze compliance reports to identify data issues; Support real-time compliance coverage for trade approvals
