Capital Markets Senior Counsel
Core
Primary legal advisor to Fixed Income research, trading, and portfolio management teams on securities law, regulatory compliance, and transaction documentation across U.S., UK, and European markets.
Role type
Senior in-house securities counsel (Capital Markets)
Builds
Legal frameworks and compliance policies for fixed income trading, research, and investment activities.
Domain
Capital Markets / Fixed Income / Securities Law
Required skills
Securities Act of 1933 expertise, Securities Exchange Act of 1934 expertise, fixed income instruments knowledge, regulatory interpretation, contract negotiation, policy development
Preferred skills
Fixed income research/trading desk support, UCITS funds advisory, cross-border UK/European market advisory
Technologies
LSTA/LMA forms, TRACE, Rule 144A, Regulation S, Regulation D, Rule 144
Responsibilities
Advise on public and exempt offerings, resale restrictions, and trading restrictions; handle MNPI and information barriers; review and negotiate offering documents and credit agreements; monitor regulatory developments; partner with Compliance, Risk, and Operations.
Seniority
Senior, hands-on IC