Senior Associate, Regulatory Compliance
Hybrid
Core
Provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC), handling regulatory research, licensing applications, and monitoring reviews.
Role type
Senior Associate, Regulatory Compliance Consultant
Builds
Compliance advisory services and regulatory filings for financial services clients
Domain
Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory compliance expertise, AML knowledge, Financial Resource Rules (FRR) knowledge, SFC licensing application management, KYC process execution, Financial impact assessment, Client liaison, Regulatory research
Preferred skills
Experience in financial services compliance, Knowledge of Hong Kong regulatory frameworks, Proficiency in MS Office
Technologies
MS Office