Compliance Senior Manager
Core
Oversee regulatory compliance for a UK Electronic Money Institution, maintaining monitoring frameworks, policies, and conduct rules while supporting global initiatives.
Role type
Senior IC compliance manager (fintech/crypto)
Builds
Compliance monitoring framework, firm-wide policies, regulatory reporting packs, and product compliance sign-offs
Domain
Fintech, digital assets, stablecoins, UK financial services
Deliverable
dashboards & analysis
Required skills
UK regulatory compliance (FCA Handbook), horizon scanning, senior management reporting, operational resilience, consumer duty oversight, financial promotions sign-off, complaints handling oversight, regulatory advisory
Preferred skills
Fintech or crypto firm experience, professional compliance qualification (e.g., ICA)
Technologies
FCA Handbook (SYSC, SUP, CASS/Safeguarding, DISP, Consumer Duty)
Responsibilities
Operationalize and maintain compliance policies aligned with FCA regulations; track evolving UK regulatory developments; prepare regulatory reporting packs for Executive Risk Committees and Board; assist with regulatory notifications and returns; collaborate on operational resilience and business continuity plans; monitor product design and customer journeys for Consumer Duty alignment; approve marketing materials and advertising campaigns; oversee 2nd Line review of customer complaints; act as SME for product and engineering teams launching new features; support future cryptoasset license applications.