Compliance Advisory Lead
Core
Lead regulatory compliance for expanding banking products, ensuring adherence to consumer protection laws and managing relationships with bank sponsors and regulators.
Role type
Senior IC compliance advisory lead (banking/fintech)
Builds
Compliant banking products and financial solutions for retail customers
Domain
Financial services / Banking / Fintech
Required skills
Banking compliance expertise, regulatory risk assessment, policy design and scaling, stakeholder management with regulators and banks, audit leadership, consumer protection law knowledge
Preferred skills
Fintech environment experience, navigating ambiguity, translating regulatory guidance into product requirements
Technologies
UDAAP, Reg E, Reg DD, EFTA, TISA, money transmission laws
Responsibilities
Partner with product and engineering to ensure new banking features meet regulatory standards; Perform compliance risk assessments on regulations like UDAAP and Reg E; Review marketing materials and disclosures for compliance; Coordinate due diligence with sponsor banks; Own and improve compliance policies and controls; Lead internal and external regulatory audits.
Seniority
Senior, hands-on IC