Managing Legal Counsel – U.S. Registered Funds and ETFs
Core
Strategic legal advisor supporting T. Rowe Price's U.S. registered funds platform with a significant focus on ETFs, product development, regulatory compliance, and board governance.
Role type
Senior in-house legal counsel (specialized in securities/ETFs)
Builds
Registered investment products (mutual funds, ETFs, closed-end funds) and related regulatory filings
Domain
Financial services / Asset management / Securities law
Required skills
ETF market structure and trading practices, Investment Company Act of 1940, Securities Acts of 1933/1934, regulatory filing preparation, board presentation, outside counsel management, cross-functional partnership
Preferred skills
ETF launch and reorganization experience, board committee interaction, product development initiatives, prior experience at leading law firm or asset manager
Technologies
Legal research tools, regulatory filing systems
Responsibilities
Advise on ETF product development, regulatory matters, and governance; prepare and present regulatory filings; interact with regulators and fund boards; monitor evolving regulations; mentor legal team members
Seniority
Senior, hands-on IC with mentorship responsibilities
