Compliance Tester III
Core
Execute complex risk-based compliance reviews to independently validate business line adherence to applicable laws and regulations.
Role type
Senior IC compliance tester (second line of defense)
Builds
Independent monitoring reports and validation of business processes against Capital One's risk management framework
Domain
Financial services / Regulatory compliance
Required skills
Regulatory compliance testing, Data analysis, SQL, Python, Process control frameworks, Risk management, Automation testing, Data schema understanding, Technical writing
Preferred skills
Robotics Process Automation (RPA), Optical Character Recognition (OCR), Natural Language Processing (NLP), Data analytics, Google G-Suite, Reveal
Technologies
SQL, Python, RPA, OCR, NLP, Google G-Suite, Reveal
Responsibilities
Test adherence to business regulatory requirements, Test data and automation for regulatory compliance, Manage compliance testing document retention, Analyze data to improve internal program elements, Validate and improve existing assessment designs, Support Compliance audit and exams
Seniority
Senior, hands-on IC