Operations Control Specialist
Core
Audit support and compliance review for all areas of Credit Operations to ensure adherence to operational SOPs and banking regulations.
Role type
Compliance and audit specialist
Builds
Compliance frameworks, audit processes, and regulatory reporting for a private label credit card program
Domain
Financial services / Consumer credit / Banking compliance
Deliverable
dashboards & analysis
Required skills
Audit execution, regulatory compliance analysis, data trend identification, consumer dispute resolution, OFAC/FinCEN review, SOP development
Preferred skills
Subject matter expertise in plastic reissues, cashiering operations, UDAAP log management
Responsibilities
Process audit work for compliance with federal, state, and banking regulations; Research and respond to attorney letters and consumer disputes; Perform OFAC and FinCEN reviews; Oversee regulatory complaints and UDAAP logs; Establish audit processes for Cashiering and plastic reissues.
Seniority
Individual Contributor, 2+ years experience