Senior Manager, Compliance Advisory (Network Compliance)
Core
Senior Manager providing second-line defense compliance advisory and risk management for Capital One's PULSE Network and merchant businesses.
Role type
Senior Manager, Compliance Advisory (Second Line of Defense)
Builds
Network compliance program framework and risk mitigation strategies for US Debit and Global ATM networks.
Domain
Financial Services / Payments / Regulatory Compliance
Required skills
Risk management, compliance advisory, regulatory analysis, business process analysis, stakeholder influence, strategic planning, team leadership, payments industry knowledge
Preferred skills
Juris Doctorate, Master's degree, 9+ years legal/compliance/risk experience, 8+ years regulatory experience in consumer financial services
Technologies
None stated
Responsibilities
Provide advice and challenge on compliance risks for network and merchant businesses; Analyze business processes for applicability of laws and regulations; Identify trends in business data and emerging external risks; Collaborate with first and second line functions to analyze risk management frameworks; Ensure application of compliance requirements to business expansions and new products; Develop relationships with Business Risk, Legal, and Audit peers.
Seniority
Senior Manager, strategic leadership and execution
