Corporate Governance Compliance
2,508 open positions
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EVP, Head of Advisory & Brokerage, Banking & Lending, and Product Legal LplfinancialFort Mill/Charlotte, US $311k–$519k1mo Lead attorney developing legal strategy and overseeing legal/regulatory issues for brokerage, advisory, banking, lending, and product functions.
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Senior Legal Counsel – Banking and Markets Group NtrsChicago, IL, US $160k–$272k1mo Senior Legal Counsel providing high-quality legal advice and counsel to senior management and business partners on banking legal matters, regulatory compliance, and transaction structuring.
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Associate/VP, CMG Loan Execution MufgubSydney, AU 1mo Vice President leading loan transactions and commercial risk management for complex acquisition finance and structured deals across the Asia-Pacific region.
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Senior Legal Counsel - Regulatory PayPalLondon, County London, England, United Kingdom 1mo Senior Legal Counsel advising PayPal's regulated entities in the UK and EU on payments and prudential regulation, regulatory change, policy developments, supervisory engagement, and governance.
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Fixed Income Compliance Officer, Vice President - Securitized Products and Rates MsNew York, New York, United States of America $120k–$205k1mo Provide advisory compliance support for Securitized Products Sales & Trading, Origination and Lending, and Rates Sales & Trading businesses, ensuring adherence to FINRA, CFTC, Federal Reserve, OCC, and SEC rules.
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Mitarbeiter Wertpapier/Passiv Grundsatz (m/w/d) in Voll- oder Teilzeit Volksbank Westmünsterland eGBorken, Westfalen, NORDRHEIN_WESTFALEN 1mo Reviewing and assessing regulatory requirements and changes in the securities and liabilities business.
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Senior Manager, Compliance (AIA Investment Management) AiaSingapore, SG-AIA Singapore 1mo Provide compliance advisory support across AIA Investment Management's business activities, products, and fund structures to ensure adherence to regulatory requirements and industry best practices.
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Abteilungsleiter:in (all genders) Abteilung IV/2 ,,Verfahren, Recht und Legistik", Wien Finanzmarktaufsicht PersonalWien, WIEN €111k1mo Leading and strategically developing the department responsible for legal questions, procedures, and legislation within the integrated supervision of the Financial Market Authority (FMA).
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Restricted Securities Associate MorganstanleyPurchase, New York, United States of America $70k1mo Perform due diligence and approve transactions for restricted and control securities for senior executives of public companies.
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Senior Manager, Office of the Responsible Entity CfsSydney, New South Wales 1mo Supporting the Responsible Entity (RE) Board to fulfill governance duties, advocate for investor/unitholder interests, and oversee service providers within a financial services firm.
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Associate/Senior Associate, Financial Services Regulatory JLegalMelbourne, Victoria 1mo Advising financial services businesses on regulatory, compliance, and licensing matters across wealth management, superannuation, insurance, and funds.
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Regulatory Reporting Program Manager, Stablecoin StripeUS 1mo Lead the end-to-end U.S. regulatory reporting program for stablecoin-related financial activities, ensuring accurate data collation, production, and submission to regulators.
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Risk and Compliance Manager (12 Month Fixed Term Contract) eToroSydney, Australia 1mo Manage risk and compliance for eToro's Australian entities, including AFSL obligations and the Spaceship Super offering, ensuring regulatory adherence and operational compliance.
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Chief Compliance Officer, Cash App Investing BlockRemote $218k1mo Lead and mature the compliance program for Cash App Investing, a FINRA/SEC-regulated digital investing platform, ensuring regulatory outcomes and responsible growth.
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Surveillance Associate, Japanese Language Position Point72North America $160k1mo Conduct trade and communication surveillance to identify compliance risks and violations of securities laws, producing intelligence and risk analysis for senior management.
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Senior Corporate Services Specialist DiligentcorporationLondon 1mo Lead client contact for corporate secretarial and compliance services across multiple jurisdictions, ensuring statutory compliance and building trusted relationships.
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Senior Manager - Compliance Governance MercuryAny Office or Remote $180k1mo Lead core programs of the Compliance Management System including risk assessment, policy governance, training, reporting, and issue oversight to support a regulated bank charter.
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Legal Counsel ImcNew York $200k1mo Provide legal advice, lead negotiations, and ensure regulatory compliance for a trading firm's business lines including equity options, equities, ETFs, and futures.
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Compliance Officer & Supervising Agent - (REMOTE from New Zealand) AgntRemote 1mo Ensure eXp New Zealand operates in a legally compliant manner by overseeing compliance for a network of licensed salespeople, acting as AML/CFT and Privacy Officer, and managing regulatory, supervisory, and health and safety functions.
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Chief Financial Officer TripadvisorDublin, Ireland 1mo Lead finance function and safeguarding framework for a Central Bank of Ireland-authorised Payment Institution.
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Senior Privacy Specialist (Broker-Dealer) Principal FinancialDes Moines, Iowa $104k1mo Senior privacy consultant and business partner ensuring responsible, ethical, and compliant use of personal information across a broker-dealer business.
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VP, Counsel - Registered Funds PIMCONew York, NY, US $205k–$240k1mo Provide legal support for PIMCO's U.S. registered funds platform, ensuring compliance with the Investment Company Act of 1940 and related SEC regulations.
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Business Compliance Manager Macquarie GroupLondon, England, GB 1mo Business Compliance Officer supporting Commodities and Global Markets businesses by ensuring regulatory compliance, developing policies, and mitigating risks.
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Lead Depositary Specialist , Managing Director State Street CorporationKilkenny, Leinster, IE 1mo Senior technical authority leading Depositary oversight for UCITS, AIFs, and regulated fund structures to ensure investor protection and regulatory compliance.
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Corporate Governance Paralegal Checkout.comNew York, NY, US 1mo Lead board and corporate entity management matters for multiple companies across jurisdictions, focusing on operations for a Merchant Acquiring Limited Purpose Bank (MALPB) charter.
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Global Regulatory Reporting & Compliance Associate / VP AQRGreenwich, CT $140k1mo Prepare and submit regulatory reports for a global systematic investment management firm, ensuring compliance with rules from U.S. and foreign regulators.
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Senior ESG Consultant – Financial Services SiaParis, IDF, fr 1mo Senior consultant advising financial institutions on ESG transformation, regulatory compliance, and sustainable finance product development.
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Corporate Governance Attorney, Corporate Secretary NasdaqWashington D.C., DC, US $139k–$243k1mo Provide counsel and support on a broad range of governance matters, including Proxy Statements, shareholder proposals, Annual Meetings, and Board operations for a public company.
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Assistant Manager/Manager, Corporate Secretarial Services Iq-EqRemote 1mo Manage the full spectrum of corporate secretarial services for fund structures (VCCs, LPs, SPVs) and other corporate entities, ensuring compliance with statutory and regulatory requirements.
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APS5 & APS6 Compliance and Investigations Officers (Multiple Positions) On Q RecruitmentCanberra, Australian Capital Territory 1mo Conduct compliance reviews of financial disclosure returns, assess election funding claims, and lead risk-based investigations into breaches of electoral legislation.
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Sachbearbeiter Compliance (m/w/d) SIZ GmbHRemote 1mo Conduct compliance monitoring actions for MaRisk and institutional remuneration regulations within the legal and supervisory requirements for credit institutions.
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Private Funds Counsel WellingtonBoston, MA, United States $120k–$225k1mo Forming, operating, and governing private credit, private equity, and evergreen funds across US, Cayman, and Europe domiciles.
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Corporate Secretariat Services Officer - UK MtbLondon, United Kingdom 1mo Manages statutory, legal, and transactional obligations for a portfolio of UK and other jurisdiction registered companies, ensuring compliance and handling corporate administration duties.
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Werde Zentraler Auslagerungsbeauftragte:r (Vorstandssekretariat) m/w/d in der Förde Sparkasse! Förde SparkasseKiel, SCHLESWIG_HOLSTEIN 1mo Central Outsourcing Officer responsible for reporting to the Board, monitoring outsourced services, ensuring regulatory compliance, and managing outsourcing risks within a savings bank.
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Legal Counsel Retail Advisory Services TrowepriceOwings Mills, MD, US 1mo Legal Counsel providing practical legal advice and guidance on the design, distribution, and operation of retail wealth management advisory solutions, including managed accounts, financial planning, digital advice, and retirement accounts.
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Fachexperte Compliance & Regulation – Financial Services (Manager) PwCZürich, CH 1mo Manager-level compliance expert leading advisory mandates for Swiss and international financial institutions, translating regulatory requirements into governance and process solutions.
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Senior Consultant Government & Finance Support Public Services (m/w/d) Deloitte GmbHRemote 1mo Senior Consultant advising public sector clients and financial institutions on regulatory compliance, risk minimization, and process optimization.
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