Senior Business Analyst - Broker Dealer
Core
Translate complex broker-dealer regulatory requirements into functional specifications and support clients with domain expertise.
Role type
Senior Business Analyst (Regulatory Reporting)
Builds
Functional specifications, data models, reporting logic, and validation rules for regulatory compliance.
Domain
Financial Services / Broker-Dealer / RegTech
Required skills
Regulatory analysis, functional specification writing, data modeling, cross-functional collaboration, problem-solving
Preferred skills
MBA or CFA, capital markets experience, FinTech experience, cross-cultural collaboration
Technologies
None explicitly stated
Responsibilities
Analyze global broker-dealer regulatory changes and interpret regulatory texts; Create high-quality functional specifications including data models and reporting logic; Collaborate with Development and QA teams to ensure accurate implementation; Identify gaps and ambiguities in regulations and propose solutions; Act as a subject matter expert in regulatory reporting and support client queries.