Senior Compliance Officer – Regulatory Compliance
Core
Lead regulatory compliance for a London branch, managing FCA/PRA obligations, financial crime controls, and regulatory change implementation.
Role type
Senior Compliance Officer (Regulatory)
Builds
Compliance monitoring programs and regulatory change initiatives for a UK bank branch
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
FCA Handbook knowledge, PRA Rulebook knowledge, regulatory horizon scanning, compliance monitoring design, regulatory breach investigation, stakeholder engagement with regulators, corporate lending risk understanding, syndicated lending risk understanding
Preferred skills
Experience deputising for Head of Compliance/MLRO, experience with third-country branch regulations
Technologies
N/A
Responsibilities
Deputise for Head of Compliance and MLRO; Undertake regulatory horizon scanning; Develop and deliver compliance monitoring programs; Provide regulatory advice on products and lending; Identify and investigate regulatory breaches
Seniority
Senior, hands-on IC