Compliance Manager (m/w/d)
Core
Ensuring regulatory compliance for a fully licensed asset management company (Kapitalanlagegesetzbuch) and developing the Compliance Management System.
Role type
Senior Compliance Manager
Builds
Compliance Management System, risk mitigation frameworks, training programs
Domain
Financial Services / Asset Management / Regulatory Compliance
Required skills
Legal or Economics degree, Compliance expertise, Risk assessment, KYC processes, Sanction screening, Anti-money laundering, DORA regulations, Data protection, ESG, Insider trading rules, Corruption prevention, Training delivery
Preferred skills
Experience in asset management, law firm, or consulting
Technologies
Compliance Management Systems, KYC tools, Sanction screening platforms
Responsibilities
Ensure adherence to legal regulations, Advise employees on compliance topics, Analyze regulatory developments, Identify and monitor compliance risks, Support AML/CFT efforts, Conduct audits and update work instructions, Report to management, Act as external stakeholder contact, Strengthen compliance culture through training
