Corporate Compliance, Principal
Core
Principal Corporate Compliance professional ensuring AIAHK & Macau operations adhere to Group Policies and local regulatory requirements across diverse entities.
Role type
Principal Corporate Compliance Officer
Builds
Compliance frameworks, governance reporting, and regulatory programs for insurance and financial services entities.
Domain
Insurance / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory compliance expertise, risk assessment, governance reporting, stakeholder advisory, program management, data analytics, conflict of interest assessment
Preferred skills
Accounting, audit, or law qualifications, insurance operations experience, HNW/UHNW customer risk management, cross-border business model expertise
Technologies
RCA System, Regulatory Database
Responsibilities
Act as SME for CRS/FATCA and/or Outsourcing compliance; lead preparation of compliance risk management reporting for senior management and Boards; manage Code of Conduct and Gifts & Entertainment programs; support departmental projects and regulatory reviews.
Seniority
Principal, strategic oversight & mentorship
