Corporate Governance Compliance
2,458 open positions
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Chargé de conformité (F/H) Aéma GroupeIssy-les-Moulineaux, Ile-de-France, FR 3d Deploy group compliance roadmaps focusing on financial security, anti-corruption (Sapin II), and anti-money laundering (LCB-FT) for an insurance group.
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Chargé(e) de conformité ESG H/F Crédit Agricole CIBMontrouge, Ile-de-France, FR 3d Ensure compliance of sustainable finance operations with ESG regulations and internal standards for green/social/sustainability-linked loans and bonds.
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Financial Lawyer - Fund Structuring H/F CaceisMontrouge, Ile-de-France, FR 3d Legal structuring of French UCITS and FIA funds, including creation, transformation, and liquidation, in coordination with regulators and clients.
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Chargé de conformité (F/H) MacifIssy-les-Moulineaux, Ile-de-France, FR 3d Deploy group compliance roadmaps focusing on financial security, anti-corruption (Sapin II), and anti-money laundering (LCB-FT) for an insurance group.
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Broker Dealer Compliance- Sr. Consultant Northern TrustChicago, IL, US $83k–$141k3d Oversees the interpretation, education, and effectiveness of the Compliance program for a FINRA member broker-dealer and SEC-registered investment adviser.
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Investment Management Legal Counsel, VP StatestreetBoston, Massachusetts, US $120k–$203k3d VP Legal Counsel advising business leaders on complex legal, regulatory, commercial, and governance matters for State Street's Investment Services business serving institutional clients.
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Vice President, Corporate and Securities NBCUniversalNew York, NEW YORK, us 4d Managing NBCU's SEC filings, earnings announcements, treasury activities, and Board support while ensuring compliance with securities regulations and NASDAQ listing standards.
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President, Bitstamp Europe RobinhoodLuxembourg, Luxembourg (Bitstamp) 4d General manager and senior-most leader of Bitstamp Europe S.A., serving as the primary regulatory representative and P&L owner for Robinhood's European crypto business.
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Senior Counsel, Capital Markets & Financing Larson MaddoxDallas, TX, US 4d Senior legal counsel supporting the finance department on corporate financing, capital markets, treasury, and strategic transactional matters.
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Compliance Officer UniCredit S.p.A. Spółka Akcyjna II Oddział w PolscePoland - Warsaw - HQ 4d Support the organization in establishing, maintaining, and overseeing a robust compliance governance framework as part of the Second Line of Defense (2LoD) within a regulated financial institution.
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Assistant Manager - Regulatory Compliance Iq-EqDouglas, Douglas, im 4d Champion a strong compliance culture, maintain regulatory registers, support regulatory submissions, and coordinate compliance projects for a Trust Company.
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Legal Counsel IPOE ConsultingLondon, England, GB £100k4d Provide practical, commercially focused legal support for an international bank's London Branch, with emphasis on Private Banking transactions and wider legal/regulatory matters.
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Manager, Global Markets compliance (FICC), Banking HaysHong Kong, Hong Kong, HK 4d Provide regulatory guidance and compliance oversight for Global Markets (FICC) activities including FX, Rates, Fixed Income, and Derivatives.
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Company Secretary Ghobash-GroupChennai, TN, in 4d Ensure effective corporate governance and statutory compliance by supporting the Board, maintaining records, and overseeing regulatory filings.
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Senior Legal Counsel Payments and Business Banking Commonwealth Bank of AustraliaSydney, New South Wales, AU 4d Senior in-house legal counsel advising on strategic initiatives, product innovation, and complex regulatory matters for Payments and Business Banking.
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Manager Compliance Regolamentare Sopra-SteriaASSAGO, Lombardia(MI), it €37k–€49k4d Interpret regulatory requirements, coordinate compliance initiatives, and bridge business, control, and IT functions to ensure operational efficiency and risk mitigation.
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Composite Analyst Wellington Management Company, LLPBoston, MA, US 4d Oversee the firm's compliance with Global Investment Performance Standards (GIPS), manage composite construction and governance, and serve as a subject matter expert for investment performance reporting.
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Compliance Associate Danos GroupSingapore, Singapore, SG 4d Support regulatory compliance, governance, and risk management activities for an investment management firm's Asia Pacific business.
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2027 Economics Graduate Programme - London FCALondon, England, GB £37k4d Two-year rotational graduate programme using economic thinking to solve challenges in financial services, protect consumers, and support effective regulation.
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OGC Analyst - Conflicts & Ethics Latham & Watkins LLPLondon, England, GB 4d Prepare and analyze conflicts reports for UK Public Takeover matters and support the firm's Market Abuse Regulation (MAR) compliance program.
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Senior Operational Oversight Manager ComputershareBristol, England, GB 4d Lead the Operational Oversight function to influence regulatory governance, manage compliance breaches, and drive continuous improvement in a financial services organization.
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Director, Covenant Analyst Fitch GroupLondon, England, GB 4d Write analytical research on high yield and leveraged finance covenants, aid asset managers and CLO managers understand covenant terms, and produce event-driven reports on special situations.
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Senior Corporate Crime and Investigations Lawyer Burges SalmonLondon, England, GB 4d Advise corporates, boards, directors, government agencies, and high net worth individuals on corporate crime, regulatory investigations, and crisis management.
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Customer Service Executive Tandem BankDurham, England, GB £25k4d Handle inbound customer queries and complaints regarding savings products, ensuring regulatory compliance and fair outcomes.
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Fund Registrations & Exchange Listings Specialist Vanguard Group, Inc.London, England, GB 4d Lead execution and ongoing management of UCITS fund registration programmes and ETF exchange listing activities across European and international markets to enable product distribution.
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Senior Compliance Manager - Regulatory Risk ShawbrookLondon, England, GB 4d Provide independent second-line oversight of Regulatory Compliance Risk and Conduct Risk across the Group, managing regulatory change and maintaining compliance frameworks.
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Compliance Monitoring Manager Marsh McLennanLondon, England, GB 4d Lead risk-based compliance monitoring reviews and ensure remedial actions are implemented for regulatory controls within Marsh UK.
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Senior Associate, Legal Brookfield Asset Management, Inc.New York, NY, US $300k–$335k4d Supporting private fund legal and transaction matters for Brookfield Infrastructure's capital solutions platform (BID and BISS), including investment structuring, compliance, and regulatory issues.
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Business Controls, Officer - State Street Investment Management State Street CorporationBoston, MA, US $65k–$114k4d Officer leading contract governance, sales material review, and regulatory oversight for State Street Investment Management's business activities.
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Regional Supervisory Principal TIAADallas, TX, US $59k4d Review and accept client recommendations and correspondence on behalf of the firm to ensure alignment with regulatory expectations.
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Managing Counsel, Embedded Finance Fiserv, Inc.Alpharetta, GA, US 4d Provide legal support for embedded finance and digital asset products, including payments, account products, card programs, money movement, digital wallets, and stablecoins.
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Regulatory Administration Legal Counsel Apex Group LtdPortland, OR, US $100k–$120k4d Provide regulatory support for 1940 Act mutual funds and trusts, including preparing fund documents, filings with the SEC, and board meeting materials.
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Analyst/ Senior Analyst, Investment Compliance (12-month Contract), Global Asset Management Aquis SearchHong Kong, Hong Kong, HK 4d Conduct pre-trade, post-trade, and batch monitoring; review exceptions; investigate breaches; and provide consultative compliance support to equity, fixed income, and multi-asset teams.
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Senior Lead Counsel - Equities Derivatives and Cash - SVP CitiNew York, NY, US $211k–$317k4d Provide transactional and advisory legal services to risk managers and business representatives within Citi's Equities Derivatives and Cash businesses, focusing on financial services for institutional clients like hedge funds and issuers.
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Senior Legal Advisor, Global Markets Standard-Bank-GroupJohannesburg, za 4d Provide legal advice to stakeholders on complex matters and implement strategic objectives to drive legal outcomes for Standard Bank Group.
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Senior consutant Regulatory, Compliance & Governance - Secteur Assurance F/H DeloitteParis, Ile-de-France, FR 4d Senior consultant supporting insurance clients on regulatory compliance, operational risk management, internal controls, and audit, covering themes like AML, corruption prevention, and data protection.
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Analyste Conformité Services d'Investissement - H/F Groupe BPCEParis, Ile-de-France, FR 4d Ensure regulatory compliance for investment services, manage relations with the AMF, and oversee the permanent control framework.
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Stage - Assistant Chargé de Conformité H/F Crédit Agricole S.A.Valence, Rhone-Alpes, FR 4d Assist compliance officers in applying internal rules, national and international regulations, ethical standards, and group codes to foster a compliance culture and strengthen internal control systems.
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(Senior) Rechtsanwältin/Rechtsanwalt (w/m/d) Financial Services Regulatory Hogan LovellsFrankfurt am Main, Hessen, DE 4d Senior legal counsel advising national and international banks, financial institutions, and payment providers on German and European regulatory law, including licensing procedures, compliance, and risk management.
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Juriste (F/H) - Stage - Juriste financier Produits valeurs mobilières - Pôle juridique produit coté Crédit MutuelParis, Ile-de-France, FR 4d Legal intern supporting the creation, modification, and regulatory compliance of French and Luxembourgish UCITS and FIA funds within the Securities Products legal team.
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Rechtsanwalt (m/w/d) Finanzaufsichtsrecht in Frankfurt Linklaters LLPFrankfurt am Main, Hessen, DE 4d Providing regulatory advice to international clients on market entry, business model innovation, and compliance within the German financial sector.
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Senior Manager - Legal, Risk & Compliance JobgetherIndia 4d Provide strategic leadership across legal affairs, regulatory compliance, corporate governance, and enterprise risk management for an India-based Global Capability Center (GCC), ensuring alignment with U.S.-based parent organization standards.
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