Corporate Governance Compliance
920 open positions
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Senior Advisor - Financial disclosure DesjardinsMontréal, CA 4d Prepare, analyze, disclose, and monitor financial statements for Desjardins's financial, statutory, regulatory, and strategic reporting; lead complex development projects and strategic initiatives.
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Director, General Counsel -Lending IngNew York, US $260k–$260k4d Provide dedicated legal support to the Lending business, focusing on trade and commodities finance, receivables financings, letters of credit, and secured lending transactions.
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Risk and Compliance Analyst TheapexgroupDublin, IE 4d Provide independent oversight and challenge across investment compliance, regulatory reporting, and valuation risk for UCITS and AIF funds.
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Working Student - Compliance CambridgeassociatesMunich, DE 4d Support the compliance and risk function with ongoing activities, controls, policies, and procedures in a global investment-management environment.
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Marketing Compliance Senior Analyst WellingtonBoston, MA, United States $90k–$180k4d Review marketing materials for alternative investments and registered funds to ensure compliance with regulatory guidelines and advise stakeholders on regulatory implications.
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Business Acceptance Lawyer / Advisor FreshfieldsLondon, GB 4d In-house legal advisor shaping internal risk processes for client and matter onboarding, focusing on conflicts, AML, and regulatory compliance.
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Associate, Regulatory & Policy Governance (RCM Function)↗ TDToronto, ON, CA $82k–$82k4d Lead Regulatory Compliance Management (RCM) governance activities, including annual self-assessments, risk assessments, and policy updates for TD Asset Management and TD Epoch.
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Sr. Analyst, Surveillance Escalations & Sales Practice Risk LplfinancialFort Mill/Charlotte, US $78k–$78k4d Provide oversight, governance, and executive-level reporting for sales practice escalations generated through surveillance reviews to support risk mitigation.
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Senior Manager, Senior Counsel - Antitrust CapitaloneMcLean, VA, US $201k–$201k4d Strategic advisor on antitrust matters and competition law, developing compliance programs and monitoring regulatory developments.
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Compliance Associate CeritypartnersLouisville, KY, US 4d Support the Firm's compliance program across affiliated entities to ensure adherence to regulations, firm policies, and client obligations.
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Associate Principal Governance Analyst, Surveillance Optimization and Innovation Finra15 Locations $84k–$84k4d Manage governance for FINRA's surveillance program, including Knowledge Management Boards, inventory, reporting, and process optimization.
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Compliance Officer, LRC (18 month contract) BmoToronto, ON, CAN, CA $56k–$56k4d Implements, maintains, and administers compliance programs; coordinates risk assessments, monitoring, and testing to ensure alignment with regulatory requirements and fiduciary obligations.
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VP, Legal & Compliance - Canada PimcoToronto, CAN, CA 4d Provide legal and regulatory advice to PIMCO's Canadian business, oversee the compliance framework, and support strategic initiatives for public and private investment funds.
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Complaints & Ombudsman Officer - Exclusive for PwD WiseSão Paulo, br 4d Investigate customer complaints, conduct root cause analysis, and ensure fair resolutions while maintaining regulatory compliance across jurisdictions.
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COMPLIANCE ANALYST I | ETHICS & COMPLIANCE GOVERNANCE MG InterBANCO INTER 4d Support the Inter bank's Ethics & Compliance Governance program, focusing on integrity, prevention, detection, and response activities.
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Senior Manager, Corporate Secretarial Iq-EqRemote 4d Leading the corporate secretarial team and serving as a trusted advisor to high-value clients for fund structures and corporate entities.
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Werkstudent Compliance (m/w/d) Scalable-GMBHMünchen, BY, de 4d Support the Compliance Team with operational daily tasks and regulatory projects, specifically focusing on securities and capital market compliance.
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Compliance Analyst ImcSydney 5d Assist with day-to-day compliance operations, monitoring, and review functions for trading activities across the Asia-Pacific region.
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Risk and Compliance Internship - 12 Months Contract OUTsuranceCenturion, GP, za 5d Monitor and provide assurance on adherence to compliance practices across OUTsurance Southern Africa Operations to manage and report compliance risks.
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Director, Legal - Product & Regulatory JobgetherRemote $220k–$220k5d Senior legal leadership role supporting financial product development and regulatory strategy in a fast-moving fintech environment, partnering with Product, Technology, Marketing, Risk, and Compliance to enable innovation while protecting customers and…
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Officier de conformité - Audit de Succursale IaQuebec, Quebec, CA 5d Conduct independent audits of registered branches and sub-branches across Quebec to ensure compliance with broker policies, procedures, and regulatory requirements, specifically OCRI Rule 500.
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Regional Supervision Manager AdvisorgroupAtlanta, GA, US $70k–$70k5d Review brokerage, advisory, and directly held transactions to ensure they are in the client's best interest and comply with firm policies.
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Legal Counsel | Funds & VCC↗ Dadaconsultants Pte. Ltd.Singapore, S00, SG 5d Lead legal counsel for fund structuring, management, and governance for a MAS-regulated financial services group, including traditional private funds and digital asset products.
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Senior Analyst, Investment Compliance↗ IntactMontréal, QC, CA $87k–$107k5d Monitor and oversee investment activities to ensure compliance with regulatory requirements, client guidelines, and internal policies for a $30B+ asset manager.
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Corporate Secretarial, Vice President, Attorney - Enterprise MsMumbai, India 5d Vice President managing corporate secretarial workflows, governance support, and entity lifecycle management for Morgan Stanley's Parent, Bank, and Subsidiary entities across the U.S., Canada, and Cayman Islands.
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Senior Lawyer LbgEdinburgh, GB 5d Senior Lawyer providing legal advice and support for Corporate & Institutional Banking (CIB) lending propositions, including complex transactions, product development, and risk management.
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Lawyer- Retail Investment Services FcaLondon, GB $61k–$61k5d Advise on the application and effect of regulatory requirements and powers to ensure firms comply with all applicable rules, legislation and law within the retail investment services sector.
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Senior Analyst, Regulatory Advisory Compliance TrowepriceOwings Mills, MD, US $87k–$87k5d Advises the Individual Investors business unit on maintaining and enhancing compliance programs, leading process improvement projects, and providing regulatory support for North America.
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Legal & Compliance Expert - São Paulo (Hybrid) ClaraSão Paulo 5d Legal & Compliance Expert strengthening Clara's capabilities in Brazil, handling corporate legal, regulatory compliance, AML/CFT, and privacy initiatives for a B2B fintech.
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Specialist, Compliance Monitoring Standard-Bank-GroupJohannesburg, GP, za 5d Conduct high-quality compliance reviews and drive the implementation of a combined assurance approach to ensure business adherence to regulations and best practices.
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Senior Corporate Counsel PayJoySan Francisco, CA 6d Strategic legal partner to Finance and Capital Markets teams, architecting corporate legal processes and governance frameworks to support market evolution and future milestones.
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Consultant Expérimenté Conformité - Secteur Assurance - Lyon - F/H PwCLyon, FR 6d Consultant specializing in regulatory compliance and financial security for insurance groups, focusing on risk management, process improvement, and change management.
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Equity Research Supervisory Analyst Btig27Remote 7d Edit and publish equity research reports for institutional investors, ensuring content is clear, fair, compliant, and accurately reflects investment theses and valuations.
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Trade Surveillance Analyst SchonfeldLondon 7d Operate and design the firm's trade surveillance programme to safeguard against market abuse and insider trading risks across multiple asset classes.
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Regulatory Compliance Officer EburyVilnius 7d Second line of defence role managing compliance with regulatory requirements, internal policies, and procedures for a global fintech firm.
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SCUK Compliance & Reporting Manager SantanderRedhill, GB 8d Lead the Regulatory Engagement and Reporting team to shape compliance activities, oversee SMCR processes, manage regulatory change, and produce governance reporting for senior stakeholders.
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Director, Legal - Product & Regulatory KohoRemote $220k–$220k8d Lead legal support for product development and regulatory strategy across KOHO Tech and KOHO Bank, enabling innovation while ensuring compliance with Canadian financial regulations.
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Attorney – US Corporate Governance & Board Support GhrCharlotte, US $158k–$158k8d Provides legal counsel and manages corporate governance activities supporting the boards of Bank of America Corporation and its U.S. subsidiaries.
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Deputy Head of Compliance (Payments) Trading212Ireland 8d Senior compliance leader supporting the Head of Compliance in establishing and maintaining a robust compliance framework for a Central Bank of Ireland-regulated Payment Institution.
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Regulatory Compliance Manager, Trade Surveillance FilToronto Office, CA $82k–$129k8d Manage daily operations of the Trade Surveillance program and Trade Desk Supervision, investigating alerts for manipulative/deceptive practices and insider trading while ensuring robust pre-trade risk controls.
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