ASSET MANAGEMENT COMPLIANCE, APAC – SENIOR MANAGER / AVP
Core
Senior Manager/AVP leading compliance and risk management programs for APAC Distribution across all investment products and institutional clients.
Role type
Senior IC compliance manager (multi-jurisdictional)
Builds
Compliance and risk management programs and reporting for APAC Distribution
Domain
Asset Management, APAC region
Required skills
Multi-jurisdictional regulatory knowledge, risk mitigation, program design, stakeholder advisory, strategic consulting, operational management
Preferred skills
Knowledge of country-specific APAC rules, complex regulatory framework understanding
Technologies
N/A
Responsibilities
Coordinate compliance and risk activities across APAC jurisdictions, lead disciplinary or cross-functional compliance programs, advise management and external stakeholders, develop strategic direction for compliance programs, manage daily CRM operations, develop and communicate compliance plans to senior leaders
Seniority
Senior, hands-on IC