Senior Consultant, Compliance
Core
Provide compliance advisory support, manage monitoring/surveillance programs, and implement regulatory frameworks for the APAC FX business.
Role type
Senior IC compliance consultant (FX)
Builds
Compliance programs, policies, and regulatory reporting for FX derivatives
Domain
Financial services / FX / Derivatives
Required skills
FX regulatory knowledge, MAS Cross Border Exemption framework, FX derivatives regulations, trade reporting, compliance program implementation, risk assessment, policy development, training delivery
Preferred skills
Global financial institution experience, sales/trading desk advisory, CFTC Swap Dealer compliance, global market conduct guidelines, project management
Technologies
MAS Blue Book, Global FX Code, ISDA, ASIFMA, ASIC Derivative Transaction reporting
Responsibilities
Provide compliance advisory to APAC FX team, manage monitoring and surveillance program, evaluate regulatory requirements against existing processes, review regulatory consultation papers, implement global and regional Compliance Program, develop and conduct compliance training, take responsibility for APAC FX policies and procedures
Seniority
Senior, hands-on IC