Core
Provide legal and regulatory compliance support for US futures exchanges, clearing, and trade repositories.
Role type
In-house counsel (financial markets/regulatory)
Builds
Legal guidance, rule amendments, and compliance frameworks for exchange and clearing business units
Domain
Financial services / Derivatives trading / Regulatory compliance
Required skills
Licensed attorney, J.D., regulatory compliance, legal research, rule amendment filings, onboarding support, board memoranda preparation
Preferred skills
Derivatives trading experience, self-regulatory organization experience, CFTC/SEC rules knowledge
Technologies
Legal research databases, regulatory filing systems
Responsibilities
Provide regulatory and compliance support for derivative trading, intermediation, and clearing business units; Prepare board memoranda, rule amendment filings, and notices; Assist with comment letters and review of new regulations; Research and advise on miscellaneous regulatory or new legal issues
Seniority
Mid-level, individual contributor
