Compliance Consultant - Financial Services Advisory
Core
Provide regulatory compliance advice and support to clients operating across the investment and wealth management sectors.
Role type
Senior IC compliance consultant (financial services)
Builds
Regulatory advisory services and client solutions for investment and wealth management firms
Domain
Financial services / Regulatory compliance
Deliverable
client delivery
Required skills
Regulatory framework interpretation, FCA requirements knowledge, MiFID II, COBS, SYSC, SM&CR, compliance risk management, policy and procedure review, client relationship management, project management, technical guidance
Preferred skills
Professional qualifications in financial services compliance
Technologies
N/A
Responsibilities
Lead and manage compliance advisory assignments, Review regulatory frameworks and controls, Advise on FCA requirements, Prepare reports and recommendations for senior stakeholders, Manage multiple assignments, Develop and maintain client relationships, Contribute to the development of advisory services
Seniority
Senior, hands-on IC
