Corporate Governance Compliance
920 open positions
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Sr Manager - Legal & Compliance, Japan FiservTokyo, Roppongi, JP 2d Establishing legal, regulatory, and compliance frameworks for Fiserv's Japan operations, including entity management, corporate governance, and commercial transactions.
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Licensing Project Specialist JobgetherRemote 2d Manage complex financial licensing projects end-to-end across multiple international jurisdictions, from regulatory analysis and strategy through license acquisition and operational launch.
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Advogado Regulatório Especialista | Regulatory Specialist Stark BankSão Paulo, SP 2d Ensure Stark Bank's compliance with Brazilian Central Bank regulations and facilitate regulatory approvals for products and corporate operations.
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Associate General Counsel, Crypto Services FireblocksUnited States $202k–$202k2d Strategic legal advisor supporting the design, launch, and scaling of crypto and financial services products across global markets.
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Investment Risk Officer Standard-Bank-GroupSaint-Helier, je 2d Maintain risk and compliance oversight mechanisms within the Investment Division to ensure operations align with risk parameters and regulatory requirements.
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Regulatory Reporting Associate SchonfeldNew York $120k–$120k2d Execute regulatory filings and ownership disclosures for a global hedge fund, ensuring accurate data aggregation and compliance across multiple jurisdictions.
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Senior Compliance Associate CoinbaseRemote - Luxembourg $112k–$112k2d Strategic advisor and second-line defender leading compliance framework development, regulatory engagement, and consumer protection monitoring for Coinbase Luxembourg S.A.
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Group Head of Assets EasygoMelbourne Office $0k–$0k2d Design and implement domestic and cross-border investment structures, oversee governance frameworks for companies, trusts, and SPVs, and manage the full investment lifecycle including acquisitions and restructures.
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Deputy Director, Internal Affairs and Discipline (IAD) City-Of-New-YorkRemote 2d Senior legal executive overseeing internal investigations, employee discipline, background checks, and compliance with NYC construction and zoning regulations for the Department of Buildings.
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Compliance Analyst ExperianMumbai, in 2d Managing day-to-day compliance activities, regulatory stakeholder management, open issue tracking, and preparing deliverables for governance meetings and regulators.
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Legal Counsel (Corporate Housekeeping and Licensing) CoinsTaguig City, Metro Manila, Philippines 3d Provide legal counsel on corporate governance, housekeeping, and licensing for a regulated crypto exchange in the Philippines.
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Finance Manager Trading212Ireland 3d Design, implement, and operate the Company's Finance and Safeguarding Framework to ensure regulatory compliance and financial control.
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Compliance Manager Business Banking Compliance (Business Lending) CbaSydney CBD Area, AU 3d Provide 2nd Line Regulatory Compliance advisory support for Business Lending products, ensuring compliance with regulatory, conduct, and licensing obligations across asset finance, working capital, and corporate finance.
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Compliance Manager (6 months contract) InvescoHong Kong, Hong Kong 3d Manage regulatory compliance for Invesco's Hong Kong office and provide advice on regional regulatory requirements.
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Associate General Counsel Senior – Corporate Securities & Finance Attorney ElevancehealthIN-INDIANAPOLIS, 220 VIRGINIA AVE, US 3d Senior legal advisor for securities law, public company reporting, corporate finance, and investment/derivative transactions.
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Senior Counsel, Fixed Income RaymondjamesNew York, New York - United States $100k–$100k3d Provide dedicated legal support to the GreensLedge Capital Markets business, advising investment banking and capital markets professionals on transactional, regulatory, and advisory matters with a focus on structured credit and securitized products.
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Senior Director Compliance Monitoring & Surveillance EmpowerNationwide Remote, US $145k–$145k3d Leads compliance monitoring and surveillance strategy, detection of control gaps/violations, and risk-based oversight for front-office functions (Personal Wealth, Workplace Solutions) to ensure adherence to SEC, FINRA, DOL, and state regulations.
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Distribution Compliance Officer AmeripriseLondon, United Kingdom 3d Provide regulatory advice and compliance support for cross-border distribution of UCITS, AIFs, and financial services across Europe and Latin America.
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Senior Compliance Manager, Enterprise Programs BmoToronto, ON, CAN, CA $86k–$86k3d Leads enterprise-wide compliance programs and regulatory governance frameworks, providing second-line oversight and challenge over key regulatory areas including Regulation W, Sensitive Positions, and accessibility requirements.
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Analyst - Compliance PjtpartnersNew York, US $75k–$75k3d Manage the onboarding and offboarding of employee personal securities trading accounts and maintain accurate records in compliance systems.
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Senior Manager, Senior Counsel - Fair Lending CapitaloneMcLean, VA, US $183k–$183k3d Enterprise-wide legal expert on fair lending and adverse action laws, shaping antidiscrimination practices across Consumer Card, Retail Bank, Auto, and Shopping businesses.
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Capital Markets Operational Risk Analyst RegionsAtlanta, GA - Regions Plaza Office, US $88k–$88k3d Conducts compliance reviews and oversight of legal entities, business units, and processes to ensure operational risk management framework execution.
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Vice President, Compliance Frameworks & Control IngNew York, US $165k–$200k3d Lead the enhancement of the U.S. Compliance Risk Management Program, overseeing risk assessments, regulatory inventory management, and control framework oversight for ING's Wholesale Banking division.
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Intern/Student – Compliance and Controls (Winter 2027) IaMontreal, Quebec, CA 3d Support regulatory compliance activities, regulatory analyses, and initiatives to ensure the effective application of the regulatory risk management framework at iA Dealer Services.
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Manager, Investment Compliance - Wealth Management NtrsChicago, IL, US $115k–$115k3d Senior compliance professional overseeing investment compliance, risk management, and policy governance for Northern Trust's Wealth Management Investment Practice.
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Compliance Manager – Compliance Monitoring & Thematic Reviews (6 Month FTC)↗ QuilterLondon, ENG, GB 3d Provide independent oversight and assurance across Quilter's Affluent business through compliance monitoring, thematic reviews, and regulatory surveillance.
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Manager, Partnership Distribution Governance PrudentialKuala Lumpur, MY 3d Oversee governance processes and controls for Partnership Distribution, managing regulatory guidelines and compliance policies.
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Complaints Officer (FOS) LendableLondon/Kent 3d Resolve complex customer complaints and disputes for loans, credit cards, and auto-finance products in a regulated fintech environment, ensuring fair outcomes and preventing escalation to the Financial Ombudsman Service.
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Senior Counsel, Risk BrexNew York, NY $270k–$270k3d Own legal response to disputes, incidents, collections, and regulatory inquiries for a fintech platform, acting as the connective tissue between Legal, Compliance, Risk, and Operations.
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Práctica Profesional Compliance Principal FinancialSantiago, Chile 3d Support the Compliance area by analyzing data and regulatory information to identify process improvements and maintain the regulatory inventory.
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Director, Legal Compliance FlagshippioneeringincFlagship Pioneering 3d Design and operationalize a ground-up compliance program for government contracts, grants, and financial services/capital markets activities.
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Senior Counsel GoodleapUSA $150k–$150k3d Provide direct legal support and compliance advice for mortgage/HELOC products, debt collection, privacy, and consumer credit lending.
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Regulatory Program Manager, Marketing & Communications Supervision BlockRemote $164k–$164k3d Own marketing and retail communications compliance for a FINRA/SEC-registered broker-dealer, serving as the approving principal for customer-facing content.
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Compliance Manager - Singapore BvnkRemote 3d Ensure BVNK's Singapore business operates in line with regulatory obligations while enabling expansion in a key APAC market.
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Teamleider Service Centre Client Onboarding BdoEindhoven, NB, nl 4d Leading a team of junior and mid-level analysts to execute timely, complete client onboarding and conflict of interest (COI) investigations for BDO clients, ensuring compliance with Dutch financial regulations.
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Business & Portfolio Analyst↗ WtwLisboa, P11, PT 4d Support governance frameworks, controls, and Company Secretary (CoSec) advisory while driving project management and committee administration for Willis Neuron's digital trading operations.
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Sr. Analyst, Retirement Compliance LplfinancialFort Mill/Charlotte, US $75k–$75k4d Oversee retirement compliance programs and support advisors operating in the retirement and ERISA space.
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Associate, Regulatory & Policy Governance - TD Asset Management↗ TDToronto, ON, CA 4d Support and lead regulatory, policy, control, training, and governance activities across Canada and the United States for TD Asset Management.
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