Senior Advisor, Legal and regulatory compliance
Core
Design, institute, and coordinate the compliance framework and enforce rules to ensure officer and employee behaviors comply with organizational standards.
Role type
Senior Legal and Regulatory Compliance Advisor
Builds
Complex action plans, programs, solutions, and tools to balance business needs with legal and regulatory requirements.
Domain
Financial Services / Legal and Regulatory Compliance
Required skills
Strategic project leadership, policy development, compliance framework design, stakeholder coordination, complex issue analysis, program implementation
Preferred skills
Subject matter expertise, coaching decision-making bodies, external partner representation
Technologies
Compliance tools, policy models
Responsibilities
Lead specialized development projects impacting the entire organization; Design, update, implement, and monitor complex compliance programs; Advise clients and partners on strategic initiatives; Identify, analyze, and diagnose major issues; Develop and update policies and standards; Offer compliance programs to internal employees; Represent the unit before decision-making bodies; Represent the organization in agreements with external partners.
Seniority
Senior, hands-on IC