Senior AFC & Compliance Officer
Core
Senior VP leading Anti-Financial Crime (AFC) and Compliance operations for Deutsche Asset Management Japan, ensuring regulatory adherence and managing AFC controls.
Role type
Senior VP, AFC & Compliance
Builds
Regulatory compliance framework and AFC control activities for DWS Japan businesses
Domain
Asset Management / Financial Services / Japanese Regulatory Environment
Required skills
Japanese regulatory knowledge, AFC control activities, regulatory filing and registration, policy maintenance, regulatory monitoring, training delivery, investment guideline monitoring
Preferred skills
JSDA Internal Administrator qualification, regulatory reporting experience, Asset Management Operations experience, Internal Audit experience, Risk experience, Legal experience, Corporate Secretary experience, Compliance experience, Real Estate Business knowledge
Technologies
Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Monitor regulatory updates and notify relevant departments, revise and maintain local policies, conduct AFC & Compliance training, manage regulatory filings and registrations, oversee Investment Guideline Monitoring (IGM), execute AFC advisory and control activities
Seniority
Senior, VP level