Compliance (Assistant Manager - Manager Level)
Core
Lead compliance operations for an Insurance Brokerage and Financial Aggregator business, ensuring adherence to insurance and financial services regulations.
Role type
Assistant Manager, Regulatory Compliance
Builds
Internal compliance policies, SOPs, and regulatory reporting for insurance brokerage and fintech operations
Domain
Insurance Brokerage / Financial Aggregator / Fintech
Required skills
Regulatory reporting, Risk assessment, Policy development, AML-CFT knowledge, Stakeholder coordination, Process improvement
Preferred skills
Certified Compliance Professional (CCP), Certified Anti-Money Laundering Specialist (CAMS), Risk-based compliance approaches
Technologies
OJK, AFTECH, POJK
Responsibilities
Prepare and submit periodic reports to regulators, Monitor regulatory changes and assess business impact, Develop internal policies and SOPs, Conduct internal compliance reviews and risk assessments, Advise business teams on compliance for new initiatives, Collaborate with operational teams to embed compliance requirements
Seniority
Manager, hands-on IC with team leadership