Investment Performance Analysis, Senior Associate
Core
Provide technical support to the Compliance team, develop and maintain compliance systems, and ensure deliverables meet client service level agreements.
Role type
Senior Associate Investment Compliance Specialist (Technical)
Builds
Compliance monitoring systems, client-specific solutions, and standardized operating models
Domain
Financial Services / Investment Compliance
Required skills
SQL, MQL, Excel, database applications, compliance platform proficiency, numeracy, literacy
Preferred skills
VBA, Alteryx, investment compliance monitoring system experience
Technologies
MQL, SQL, Excel, VBA, Alteryx
Responsibilities
Suggest and create developments for compliance systems; Initiate remedial action for system issues; Act as central point of contact for technical issues; Review work of others and resolve discrepancies; Liaise with internal clients for service delivery inputs; Deliver training sessions to staff on compliance topics; Track issue trends and escalate as needed.
Seniority
Senior, hands-on IC