AFC & Compliance Officer
Core
Ensure Deutsche Asset Management Japan's business compliance with Japanese laws (Financial Instruments and Exchange Act) and FSA licenses through regulatory filing, policy maintenance, and Anti-Financial Crime (AFC) controls.
Role type
Senior Compliance Officer (Anti-Financial Crime)
Builds
Regulatory adherence processes and AFC control activities for the Japanese asset management business
Domain
Asset Management / Financial Services / Japanese Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Japanese regulatory knowledge, regulatory reporting, policy maintenance, AFC/AML controls, investment guideline monitoring, electronic communication surveillance
Preferred skills
CFA/CPA/JSDA qualification, Asset Management operations experience, Internal Audit/Risk/Legal background, knowledge of Asset Management business
Technologies
Microsoft Word, Excel, PowerPoint, AI tools
Responsibilities
Regulatory filing and registration with multiple regulators, monitoring regulatory updates and notifying departments, revising and maintaining local compliance policies, supporting AFC & Compliance training, supporting Investment Guidelines Monitoring and AFC control activities, participating in global projects
Seniority
Mid-Senior, hands-on IC
