Corporate Governance Compliance
2,511 open positions
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Compliance Specialist FirstRandJohannesburg, ZA 1mo Provide regulatory compliance advice, monitor processes and controls, and ensure adherence to statutory and legislative requirements for cell captive insurers.
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Complaint Operations and Oversight Officer AigCroydon, GB 1mo Manage Financial Ombudsman Service correspondence, oversee the Complaint Champion network, administer Complaints Resolution Team (CRT) operations, and monitor compliance with UK regulatory requirements.
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Principal Analyst, Financial Disclosure & Trading FinraRockville, MD (Job Posting), US $98k1mo Ensures accuracy and timeliness of employee financial disclosures and detects/resolves trading violations within FINRA's Ethics and Compliance Office.
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Senior Compliance Consultant - Capital Markets, Commercial and Investment Banking, Institutional B/D and Asset Management (Hybrid - Metro NYC OR Buffalo, NY) MtbNew York, NY, US $109k1mo Senior compliance advisor providing independent oversight and advisory support for Institutional Broker-Dealer, Investment Banking, Debt Capital Markets, and Equity Capital Markets activities.
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Deputy Director / Assistant Director, Enforcement (Investigator) (3-Yr Contract) SggovterpMAS: MAS Building, SG 1mo Investigate offences and regulatory breaches under MAS-administered Acts, specializing in market abuse cases like insider trading and market manipulation.
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Meldewesen Spezialist (m/w/d) Peersonal Choice GmbHHammelburg, BAYERN €76k1mo Creating and analyzing regulatory and statistical reports (CoRep, FinRep, LCR, large/million-credit loans) for a private bank.
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(Junior) Governance Manager (m/w/d), Bank11 Bank 11Neuss, NORDRHEIN_WESTFALEN 1mo Ensuring processes are clean, transparent, and compliant to contribute to the bank's stability and future viability.
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Subsidiary Governance Specialist ShellSHELL CENTRE – CHENNAI, IN 1mo Support Directors and senior stakeholders with company secretarial matters, governance procedures, and statutory compliance for Shell entities across multiple jurisdictions.
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Transaction Lead, Transaction Advisory DbLondon 10 Upper Bank Street, GB 1mo Lead transaction due diligence and approval documentation for large/complex new transactions, product approvals, and strategic acquisitions/disposals within a global bank.
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Senior Counsel CboeChicago, IL, US 1mo Senior legal counsel providing regulatory support, rule drafting, and compliance advice for U.S. Equities, Market Data, and ETP Listings businesses at a national securities exchange.
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Manager:in Regulatorik, Risiko- und Veränderungsmanagement (m/w/d) JobRad GmbHFreiburg im Breisgau, BADEN_WUERTTEMBERG 1mo Ensuring regulatory compliance and managing risks for projects, product developments, and changes in a digital leasing company.
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Senior Company Secretary AirwallexSG - Singapore 1mo Lead global company secretarial functions, board governance, and regulatory compliance for a multi-jurisdictional fintech group.
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Consultant Government & Finance Support Public Services (m/w/d) DeloitteFrankfurt 1mo Consultant advising public sector clients and financial institutions on regulatory compliance, process optimization, and sustainable solutions.
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Sachbearbeiter/-in (m/w/d) Compliance am Standort Düsseldorf Medizinischer Dienst NordrheinDüsseldorf, NORDRHEIN_WESTFALEN 1mo Compliance officer responsible for applying and developing the compliance management system, identifying and assessing risks, and performing legal evaluations.
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Risk Officer MorganstanleyWest Palm Beach, Florida, United States of America 1mo Ensures risk, supervisory, and compliance functions for branch locations, maintaining adherence to business ethics, laws, and firm policies.
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AD, Corporate Intelligence & Investigations, Australia Sloane Shorey ConsultingSydney, New South Wales 1mo Deliver strategic advisory work on transactions, investments, and disputes for corporate, investment, and government clients in Australia and globally.
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Risk & Compliance Consultant RaaAdelaide, South Australia 1mo Develop, implement, and maintain frameworks and tools to support regulatory and contractual compliance and risk management for RAA Group.
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Compliance Manager Vivere Recruitment GroupSydney, New South Wales 1mo Ensures business adherence to regulatory, licensee, and internal compliance obligations by overseeing frameworks, monitoring policies, and mitigating risk for an advice team.
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Compliance Analyst ComputershareMelbourne, Victoria 1mo Support the effective operation of the ANZ Compliance Program by monitoring regulatory developments, maintaining compliance processes and records, and producing reporting for effective compliance management across the business.
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Investigator, Trust Accounts The Law Society of NSWSydney, New South Wales 1mo Lead investigations into suspected breaches of the Legal Profession Uniform Law by law practices and practitioners to detect and prevent fraud or defalcation.
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Senior Manager - Governance and Office of the FAR HostplusMelbourne, Victoria 1mo Strengthening Hostplus' governance framework, supporting Board and corporate governance activities, and ensuring compliance with regulatory obligations across the Fund.
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Fund Project and Compliance Manager – Perpetual Corporate Trust PerpetualSydney, New South Wales 1mo Coordinate complex regulatory change projects, fund governance, and client service for a portfolio of managed funds, with a major focus on mandatory climate reporting changes.
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Conflicts Solicitor Herbert Smith FreehillsSydney, New South Wales 1mo Managing global legal conflicts of interest, securities trading approvals, information barriers, and professional responsibility compliance for a top-tier law firm.
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Compliance Lead, Testing AffirmRemote $130k1mo Administering and executing the Compliance Testing Program to ensure adherence to federal and state regulatory requirements.
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Senior Product & Regulatory Counsel - Investment Products MercuryAny Office or Remote CA$197k1mo Primary legal advisor for Mercury Treasury and Mercury Invest, advising across the full product life cycle from feature development to regulatory compliance.
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Partner 16, Compliance Analyst A16zSan Francisco $134k1mo Own regulatory requirements for a venture capital firm's core compliance needs, including pre-clearance of personal trades, regulatory filings, and restricted list management.
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Legal Counsel - Regulatory & Product TraderepublicbankBerlin 1mo Legal Counsel providing regulatory and product legal support for a European fintech platform, ensuring compliance and enabling new financial products.
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Compliance Director SchonfeldLondon 1mo Senior leader managing Central Compliance Centers of Excellence and serving as the primary EU regulatory liaison for the firm's London office.
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Senior Executive Officer, ADGM CoinbaseRemote - United Arab Emirates 730k1mo Lead Coinbase's Abu Dhabi team and drive regional crypto strategy, regulatory engagement, and operational foundation for the ADGM legal entity.
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Managing Lawyer, Risk and Compliance Freshfields Bruckhaus DeringerHong Kong, Hong Kong, HK 1mo Senior lawyer leading the Asia Business Acceptance team, advising on complex business acceptance, legal, regulatory, and commercial risk matters across the region.
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Compliance officer - Conformité - La Defense, Ile de France, France SOCIETE GENERALEParis, Ile-de-France, FR 1mo Assist the Wholesale Banking Compliance Head with regulatory risk monitoring, documentation mapping, and control framework improvement.
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Custody Manager, Business Legal Bank Of China (Hong Kong) LimitedHong Kong, Hong Kong, HK 1mo Lead contract negotiations and oversee global custody, clearing, securities lending, and collateral management for a regulated financial institution.
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Bilingual Senior Compliance Officer, Branch Audit CiCDA ON Head Office - 15 York, CA $55k1mo Conduct branch audits across Canada to identify and resolve regulatory compliance deficiencies, while delivering professional development training to branch managers and staff.
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Control Group Manager - Compliance, Vice President MsGlasgow, United Kingdom 1mo Vice President leading the Control Group to monitor Information Barriers, manage conflicts of interest, and oversee compliance for Research and Investment Banking activities.
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[AIAPP] Chief Consumer Protection Officer (금융소비자보호 총괄책임자) AiaSeoul, KR-AIA Korea 1mo Lead the company's consumer protection institution to oversee strategy, policy, internal controls, complaints/dispute management, and regulatory compliance for financial consumers.
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Compliance Specialist (m/w/div.) ALD Vacuum Technologies GmbHHanau, HESSEN 1mo Conducting business partner due diligence under the AMG Counter Party Due Diligence process, supporting the Compliance Officer with investigations and inquiries, implementing compliance policies, and delivering training.
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Manager – Risk & Compliance (12 month contract – Part Time) E&P Financial GroupSydney, New South Wales 1mo Manager supporting Risk & Compliance operations, supervision, and regulatory adherence for a diversified financial services firm.
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Executive Assistant - Compliance, Legal and Risk Gilbert + TobinSydney, New South Wales 1mo Executive Assistant supporting the General Counsel in a law firm's compliance, legal, and risk function.
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Global Communications Review Specialist JanestreetNew York 1mo Review alerts from surveillance systems to determine if internal electronic communications require escalation for regulatory compliance.
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Senior Business Analyst, NYSE Institute Intercontinental Exchange Holdings, Inc.New York, New York $100k–$120k1mo Policy analyst supporting the NYSE Institute by monitoring SEC rulemakings, synthesizing regulatory information, and drafting communications for listed companies.
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Legal and Compliance - Assistant Manager/ Manager/ Senior Manager ICBC Asset Management (Global)Hong Kong, Hong Kong, HK 1mo Provide day-to-day compliance advisory support to business units, review SFC-authorized funds and Cayman funds, and support regulatory filings and reporting obligations.
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Compliance Manager Cantor Fitzgerald SecuritiesDublin, Leinster, IE 1mo Manage compliance frameworks, deliver training, and provide regulatory advice to support new business initiatives and annual compliance plans within a financial services firm.
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