Compliance Officer (AIFM)
Core
Ensure compliance with local laws, regulations, and internal policies for a third-party AIFM managing private equity, real estate, and infrastructure funds.
Role type
Senior Compliance Officer (AML/CFT)
Builds
Compliance monitoring, AML/CFT controls, and regulatory reporting for Alternative Investment Funds
Domain
Financial Services / Asset Management / Luxembourg Regulatory Framework
Deliverable
dashboards & analysis
Required skills
AML/CFT knowledge, regulatory compliance, risk assessment, policy development, conflict of interest management, sanctions screening, KYC/KYA analysis
Preferred skills
Law or economics background, private capital markets experience, German language, Excel proficiency
Technologies
MS Office (Outlook, Word, Teams, PowerPoint, Excel)
Responsibilities
Manage performance of controls per Compliance Monitoring Plan; oversee maintenance of Compliance logs (Conflict of Interest, Complaints, PEP); process AML/CFT and sanctions screening hits; act as escalation point for AML/KYC and KYA analysis; coordinate with internal and external MLROs; develop and maintain Dual Use Framework; prepare AML/CFT reports and risk assessments; train junior staff.
Seniority
Senior, hands-on IC
