Senior Compliance Manager (Personal Banking Compliance)
Core
Lead and manage the personal banking compliance advisory team to provide pragmatic advice to business units regarding regulatory compliance issues on general banking products and services.
Role type
Senior Compliance Manager (Personal Banking)
Builds
Compliance policies, procedures, and training programs for retail banking operations.
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory compliance expertise, product due diligence, policy implementation, incident handling, regulator coordination, gap analysis, team leadership, analytical problem-solving
Preferred skills
Knowledge of retail banking products, market practice, Microsoft Office proficiency
Responsibilities
Lead compliance advisory team, oversee product due diligence compliance risk, establish and update compliance policies, guide conduct-related incident handling, manage regulator enquiries and reporting, prepare compliance reports for senior management, keep abreast of regulatory developments, supervise and coach team members