Business Controls Associate - Oversight & Control - RJ Bank RJ Bank
Core
Execute risk-based control testing and monitoring activities to evaluate control effectiveness and support internal audits and regulatory examinations across key business units.
Role type
Associate, first-line operational risk control
Builds
Control testing reports and remediation tracking for Private Client Banking, Deposit Operations, Loan Operations, and Corporate Real Estate
Domain
Banking / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Risk-based sampling, data analytics, regulatory interpretation, root cause analysis, report writing
Preferred skills
Knowledge of banking regulations (Regulation B, C, DD, E, O, TRID, RESPA, TILA, CRA, FCRA, ECOA, UDAAP), Raymond James products
Technologies
Microsoft Office, internal banking systems
Responsibilities
Execute monitoring and control testing reviews, analyze transaction-level data to identify errors and trends, document review procedures and testing results, track identified issues through remediation, support internal audits and regulatory examinations, assist in developing monitoring methodologies
Seniority
Associate, entry-level to early career