Principal, Corporate Compliance
Core
Drive implementation of a fit-for-purpose compliance framework covering regulatory compliance, Code of Conduct, Outsourcing, FATCA, CRS, and Gifts & Entertainment across multiple entities under AIAHK oversight.
Role type
Principal, Corporate Compliance
Builds
Compliance governance reporting, regulatory frameworks, and risk management protocols for insurance and pension entities.
Domain
Financial Services (Insurance/Pension) + Regulatory Compliance
Required skills
Regulatory compliance expertise, Risk assessment, Stakeholder management, Data analytics, Project management, Policy development, Incident investigation, Training delivery
Preferred skills
Data analytics, Professional qualifications in accounting/audit/law
Technologies
RCA System, Regulatory Database
Responsibilities
Act as SME for CRS/FATCA and/or Outsourcing compliance; Lead preparation of compliance risk management reporting for senior management and Boards; Support development of guidelines and training materials; Assess Conflict of Interest Declarations and Gifts & Entertainment submissions; Manage departmental projects and coordinate regulatory reviews.
Seniority
Principal, strategic oversight & execution
