Compliance Manager
Core
Develop and oversee control systems to prevent regulatory violations, draft compliance frameworks, and monitor adherence to laws and internal policies across the organization.
Role type
Senior IC Compliance Manager
Builds
Compliance frameworks, risk assessments, regulatory reports, and control systems
Domain
Financial services / Regulatory compliance
Required skills
Regulatory interpretation, AML/CFT compliance, risk assessment, policy development, stakeholder engagement, audit coordination, remediation planning, reporting, analytical investigation
Preferred skills
Professional compliance certification (CAMS, ICA, CRCM), experience in banking/fintech, knowledge of sanctions compliance
Technologies
Risk detection tools, reporting platforms
Responsibilities
Develop and oversee control systems to prevent regulatory violations; Monitor compliance with applicable laws and regulations; Conduct compliance risk assessments to identify and mitigate risks; Provide risk-based compliance advice to management and business units; Coordinate responses to regulatory reviews, audits, and examinations; Prepare and submit compliance reports for senior management and regulators.
Seniority
Mid-Senior, hands-on IC