Governance and Oversight Associate – Perpetual Corporate Trust
Core
Provide operational support for advertising, marketing, and distribution oversight activities, ensuring compliance with regulatory requirements and investment strategies.
Role type
Associate, operational governance and compliance support
Builds
Distributor oversight frameworks and DDO compliance reporting
Domain
Financial services, Asset Management, Corporate Trust
Deliverable
dashboards & analysis
Required skills
Regulatory compliance analysis, Distributor oversight, DDO reporting, Material review, Stakeholder engagement, Record management
Preferred skills
Managed funds legal frameworks, Financial services regulatory knowledge
Responsibilities
Review advertising and marketing materials against regulatory requirements, Check marketing content alignment with investment strategies and DDO compliance, Support delivery of Distributor Management and Oversight Framework, Issue and track distributor questionnaires, Conduct detailed distributor oversight reviews, Prepare DDO analysis and reporting for management and the Board