Compliance Manager
Core
Ensure Invesco's compliance with Australian financial services laws, regulatory obligations, and internal controls for an investment management firm.
Role type
Compliance Manager (Financial Services)
Builds
Compliance frameworks, risk governance processes, and regulatory reporting for Australian investors.
Domain
Financial Services / Investment Management / Regulatory Compliance
Required skills
Regulatory compliance, risk management, internal controls, audit support, AML/CTF oversight, stakeholder engagement, policy implementation, incident reporting, training delivery.
Preferred skills
Knowledge of Corporations Act 2001, experience with ASX reporting, familiarity with FATCA/CRS, ability to liaise with regulators.
Technologies
Star Compliance system, AML Program, incident reporting systems, GS007 Internal Controls Report.
Responsibilities
Identify and monitor compliance obligations under Australian financial services licenses and managed investment schemes; support the review and enhancement of governance and risk frameworks; act as AML/CTF Compliance Officer and subject matter expert for financial crime; manage local compliance aspects of incident reporting and breach resolution; review marketing materials and client reporting for regulatory compliance; provide training on regulatory obligations and company policies; engage with internal and external auditors; participate in risk governance committees and regulatory change committees.
Seniority
Mid-Senior, hands-on IC
