Compliance Testing & Monitoring Specialist (m|w|d)
Core
Second Line of Defence specialist responsible for planning and executing risk-based compliance testing and monitoring to ensure adherence to regulatory requirements and internal controls in an international bank.
Role type
AVP-level Compliance Testing & Monitoring Specialist
Builds
Compliance testing frameworks, monitoring activities, and control effectiveness assessments
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Risk-based testing, Regulatory compliance knowledge, Control evaluation, Root cause analysis, Remediation planning, Audit documentation, Stakeholder collaboration, Analytical thinking
Preferred skills
English (fluent), German (good), Internal Audit experience, Financial Crime Compliance
Technologies
N/A
Responsibilities
Plan and execute risk-based compliance monitoring and testing activities, Develop test scopes and document control tests, Assess effectiveness of controls, Identify and analyze risks and control weaknesses, Create audit reports and management information, Track remediation plans and escalate overdue items, Collaborate with Compliance, Risk, and Internal Audit teams, Support regulatory changes and compliance projects
Seniority
AVP (Senior, hands-on IC)