Portfolio Implementation Compliance Analyst/ Senior Analyst
Core
Facilitate the Capital System and support the investment process by collaborating with Principal Investment Officers and stakeholders to ensure strategy compliance, mitigate risk, and increase operational efficiency.
Role type
Senior IC Portfolio Implementation Compliance Analyst
Builds
Production compliance controls, operational reports, and portfolio strategy alignment
Domain
Asset Management / Investment Operations (via careerplan.io/jobs/JR7495-portfolio-implementation-compliance-analyst-senior-analyst-at-capgroup)
Required skills
Compliance monitoring, cash flow analysis, portfolio optimization, risk mitigation, stakeholder coordination, regulatory adherence, trade list management, fund lifecycle management, process improvement, software lifecycle support
Preferred skills
Equity investment knowledge, Global Investment Control experience, Capital System familiarity
Technologies
Capital System, Reference Funds, Trading systems
Responsibilities
Plan and coordinate restructure activities with strategy participants; Perform compliance, operational, eligibility, ownership, tax, and legal checks for orders; Analyze cash flow trends and execute cash allocations or trade lists; Develop reports to highlight discrepancies and potential concerns; Monitor portfolio strategies and ensure optimal production health; Participate in fund launches, closures, and new product launches; Assist in defining business cases and documenting requirements for software lifecycle development.
Seniority
Senior, hands-on IC