Corporate Governance Compliance
2,506 open positions
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Associate Director, Corporate Secretarial Services Iq-Eq#20-01 Manulife Tower, sg 1mo Leading the corporate secretarial team to manage key client relationships, ensure regulatory compliance, and drive operational excellence for fund structures and corporate entities.
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Regulatory Advisory Analyst, NCT Db(do not use) Bangalore, Velankani Tech Park, IN 1mo Coordinate the bank's relationships with regulators and oversee external party engagements, exam administration, and report generation for regulatory assigned monitors, consultants, and auditors.
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Regulatory and Advocate Complaint Specialist MyhrhomeEvansville, IN, US 1mo Coordinate research and compilation of information to respond to complex regulatory inquiries and complaints from State regulators, BBB, Attorney Generals, CFPB, and attorneys.
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Senior Associate, Compliance AresmgmtLuxembourg 1mo Oversee regulatory compliance requirements for Ares' EU operations, including conflicts management, regulatory reporting, and adherence to CSSF Circular 18/698.
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Senior Legal Advisor - Market Surveillance (part-/ (m/w/d) European Energy Exchange AGRemote 1mo Senior legal advisor providing legal expertise to the Market Surveillance team on regulatory and compliance matters, drafting legal opinions, and contributing to investigation reports.
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Zentraler Auslagerungsmanager (m/w/d) / Referent Verträge (m/w/d) Sparkasse Freiburg-Nördlicher BreisgauRemote 1mo Advising operational units on implementing regulatory requirements and managing outsourcing contracts.
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Senior Legal - Brokerage, Product & Commercial Legal (relocation to Cyprus)↗ Freedom24Limassol, Limassol, Cyprus 1mo Senior in-house legal leader providing business-oriented legal support for brokerage, investment services, product initiatives, and regulated communications in a European online broker.
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Compliance Products & Services Expert JuliusbaerLuxembourg 1mo Regulatory Compliance Officer supporting the Regulatory Competence Center in overseeing regulatory matters for Bank Julius Baer outside AML/CTF, focusing on Wealth Management Solutions, Financial Markets, and Internal Compliance frameworks.
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Compliance Manager - Depositary & Custody TheapexgroupLondon, GB 1mo Drive the compliance function, develop and implement a risk-based compliance management framework, and oversee regulatory compliance matters for the Depository and Custody businesses.
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Rechtsanwalt Wirtschaftsrecht / Compliance (m/w/d) RiJu GmbHMünchen, BAYERN 1mo Legal counsel and representation for companies and executives on economic criminal law and compliance matters.
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Mid/Senior Associate - Asset-Backed Finance FreshfieldsLondon, GB 1mo Legal associate advising on complex asset-backed finance transactions including securitizations, receivables financing, and structured finance products.
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Associate - Compliance (AML - Mandarin Speaking) AiaPutrajaya, MY-AIA Shared Services Malaysia 1mo Provide guidance and advisory on operational risk, regulatory compliance, and Anti-Money Laundering (AML) frameworks to reduce reputational, legal, and financial risks.
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Business Trainee InvescoHyderabad, Telangana, IN 1mo Support global Legal Teams in regulatory compliance, document management, and fund disclosure for investment funds.
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Mitarbeiter Meldewesen (m/w/d) ROSA Experts AG & Co KGMünchen, BAYERN 1mo Create and verify regulatory and statistical reports and announcements under KWG, implement new regulatory topics, and prepare report-relevant data.
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Head of Ireland Regulatory Liaison, Vice President StatestreetDublin 2, Ireland 1mo Drive strategic relationship with the Central Bank of Ireland (CBI) by managing regulatory exams, preparing for supervision meetings, and ensuring timely responses to regulatory information requests.
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Head of Compliance, Risk & Legal for Sun Life Syariah SunlifeJakarta Selatan, Jakarta Raya, ID 1mo Leading compliance, risk management, and legal functions for Sun Life Indonesia Syariah, ensuring adherence to laws, regulations, and Shariah governance principles.
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Company Lawyer - North America and Private Equity Services CscNieuw West, Amsterdam €50k–€56k1mo Client Legal Administrator supporting Dutch and investment structures for international clients by managing legal, corporate, and administrative activities.
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Inspektor / Inspektorka w Zespole Wsparcia Sprzedaży i Marketingu Bank Spółdzielczy w SochaczewieSochaczew, mazowieckie 1mo Develop and update internal bank regulations for sales products and services, design and implement new banking products, and manage reporting on preferential loans and BGK guarantees.
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Operational Compliance Associate, Fund Operations / Associate Level Automic People ConnectSydney, New South Wales 1mo Embed operational compliance practices, regulatory reporting, and governance controls within a fund registry and investor administration platform.
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Senior Specialist Participants Supervision & Enforcement AsxSydney, New South Wales 1mo Lead development of supervisory and enforcement policies, oversee complex participant matters, and lead investigations to ensure market integrity and compliance.
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Company Secretary PBTAdelaide, South Australia 1mo Ensure company compliance with legal and regulatory requirements, maintain accurate records, and support the board of directors and senior management team.
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Senior Manager - Customer Care and Governance Bendigo BankMelbourne, Victoria 1mo Leading the Customer Care & Governance team to uphold service quality, manage complaints (IDR/EDR), and ensure regulatory compliance in Wealth and Margin Lending.
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Company Secretary Humm GroupSydney, New South Wales 1mo Leads the company secretariat and governance function for a listed financial services group, supporting the Board and its Committees.
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Trust Officer GASSNER PERSONALBERATUNG ESTABLISHMENT / ABAX Personal Gastro Job CenterSchweiz 1mo Managing national and international trust mandates, including company formations, mutations, registrations, and deletions, while ensuring regulatory compliance and handling due diligence documentation.
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Legal Advisor - Commodities Trade Finance Wealth Management FindersKanton Genf, Schweiz 1mo Provide day-to-day legal advice and practical guidance on Swiss and international legal matters for a Swiss financial institution's Legal & Compliance function, focusing on Commodity Trade Finance and Wealth Management.
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Vice President, Regulatory Relations CLS-GroupIselin, New Jersey, United States $150k–$165k1mo Lead regulatory engagement with FRBNY, FRB, and Oversight Committee; manage supervisory examinations, remediation, and regulatory filings.
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Legal (Market Contracts) KalshiUSA $100k1mo Design, draft, and safeguard the legal frameworks governing trading on a regulated financial exchange for event-based outcomes.
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Front Office Risk and Control Manager - Suitability LgtLondon, GB 1mo Plan and coordinate risk-based monitoring for Front Office advice-based activity, assess suitability issues, and manage the competence of regulated staff.
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Corporate Obligations Governance Leader Marsh McLennanMelbourne, Victoria 1mo Lead governance and execution of key corporate obligations (Modern Slavery, Health and Safety, WGEA, RAP, climate reporting) across the Pacific region for Marsh People & Investments.
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Senior Manager, Regulatory Advocacy and Change Commonwealth-Bank-Of-AustraliaSydney, New South Wales 1mo Monitor and shape regulatory reforms affecting the Group and financial services sector by engaging government, regulators, and industry bodies.
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Senior Legal Counsel, Financial Services JLegalSydney, New South Wales 1mo Senior in-house legal counsel providing strategic advice on financial services regulation, corporate, and commercial matters for a growing financial services business in Sydney.
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Senior Ombudsman - Investments and Advice AfcaMelbourne, Victoria 1mo Lead a team of decision makers and provide specialist technical expertise to ensure independent, fair, and consistent complaint resolution in the Investments and Advice sector.
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Senior Legal Officer TmgmSydney, New South Wales 1mo Senior Legal Officer providing practical legal advice, regulatory guidance, and contract management for a global online trading and investment services company.
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Compliance Manager CuscalSydney, New South Wales 1mo Operational oversight of regulatory compliance across the organization, focusing on regulatory obligation management, compliance assurance, and financial product compliance.
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Associate/VP, CMG Loan Execution Mitsubishi UFJ Financial GroupSydney, New South Wales 1mo Vice President leading loan transactions and commercial risk management for complex acquisition finance and structured deals across Asia-Pacific.
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Manager, Complaints & Disputes Compliance KikoffPhoenix $120k1mo Own and mature the consumer complaints and disputes program, ensuring regulatory compliance and driving root-cause fixes for systemic issues.
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Compliance Director, Trust Company and Custody Operations VestwellNew York $160k1mo Lead regulatory compliance and operational oversight for trust company, custodial, and trading operations, ensuring adherence to ERISA, IRC, DOL, IRS, and SEC regulations for qualified retirement plans.
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Sr. Counsel, Compliance & Investigations PinterestSan Francisco $159k1mo Own the implementation and improvement of the internal compliance investigations program, conduct sensitive and confidential investigations, and manage the global compliance investigations portfolio.
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Experienced - Wealth Management Deloitte ItaliaMilano, Provincia di Milano €38k–€41k1mo Senior Consultant leading strategic transformation projects for Wealth Management, Asset Management, and Insurance clients, focusing on regulatory compliance (MiFID II/IDD) and process evolution.
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Senior Corporate Counsel 1inchUAE - Dubai 1mo Senior legal advisor owning global compliance frameworks (KYC/KYB, AML/CFT, sanctions) and corporate/commercial/employment legal matters for an international DeFi group.
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Senior Legal Counsel - Product & Commercial BvnkRemote 1mo Strategic legal advisor to Product, Engineering, Compliance, and Regulatory teams on financial services, payments, blockchain, and digital assets.
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Compliance Officer Capital.ComLimassol, Cyprus 1mo Monitor regulatory developments, conduct compliance reviews, and manage client classification and vulnerability assessments for a global trading platform.
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Trading Compliance Advisory Susquehanna International Group, LLPDublin, Ireland 1mo Provide regulatory advice and oversight of market conduct for trading desks, ensuring alignment with rules like MiFID II/MAR.
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Senior Associate - Corporate Secretary & Compliance InMobiBangalore 1mo Ensure compliance for the company and its group entities with Indian corporate laws, manage statutory filings, and support board/shareholder governance.
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Senior Manager, Bank Regulatory Compliance ScotiabankDallas, TX, US 1mo Serves as compliance officer for the U.S. operation of the Bank of Nova Scotia, ensuring adherence to bank regulatory and treasury compliance programs across multiple licensed offices.
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AM / Manager, Central Compliance (Legal & Compliance Department) Guotai Junan (Hong Kong) LimitedHong Kong, Hong Kong, HK 1mo Manage central compliance operations, regulatory reporting, and policy development for a securities company in Hong Kong.
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