Compliance Manager - Depositary & Custody
Core
Drive the compliance function, develop and implement a risk-based compliance management framework, and oversee regulatory compliance matters for the Depository and Custody businesses.
Role type
Senior IC compliance manager (depository & custody)
Builds
Risk-based compliance frameworks, monitoring programs, and regulatory reporting for fund administration clients.
Domain
Financial services (fund administration, depository, custody)
Deliverable
dashboards & analysis
Required skills
Regulatory compliance, risk management, stakeholder management, report preparation, policy development, training delivery, FATCA/CRS knowledge, due diligence
Preferred skills
Knowledge of depository and custody business lines, system improvement, business innovation
Responsibilities
Develop and implement risk-based compliance frameworks and monitoring programs; Prepare and present compliance reports for senior management and the board; Respond to regulator, auditor, and client enquiries; Advise senior management on regulations and policies; Liaise with external parties including auditors and regulators; Create and maintain local compliance procedures; Deliver compliance training to Board members and employees; Manage and support team members.
Seniority
Senior, hands-on IC
