Trading Compliance Advisory
Core
Provide regulatory advice and oversight of market conduct for trading desks, ensuring alignment with rules like MiFID II/MAR.
Role type
Senior IC trading compliance advisor
Builds
Trading conduct controls, market abuse oversight, and regulatory policy frameworks
Domain
Financial services / Trading compliance
Required skills
MiFID II / MAR knowledge, fixed income/derivatives/equity market experience, regulatory policy drafting, trade surveillance support, cross-regional coordination
Preferred skills
FCA/CBI supervision experience, global compliance function background, relevant compliance qualification
Technologies
MiFID II, MAR, FCA, CBI
Responsibilities
Provide day-to-day regulatory advice to traders, develop and maintain trading policies, support trade surveillance and alert calibration, advise on market conduct and market abuse controls, coordinate with global compliance teams
Seniority
Senior, hands-on IC