Senior Associate, Regulatory Compliance
Core
Provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC), handling regulatory research, licensing applications, and monitoring reviews.
Role type
Senior Associate, Regulatory Compliance Consultant
Builds
Compliance advisory services, regulatory filings, and licensing applications for financial services clients
Domain
Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory compliance expertise, AML knowledge, Financial Resource Rules (FRR) knowledge, SFC rules expertise, Client liaison, Regulatory research, Licensing application management, KYC processes, Financial impact assessment
Preferred skills
Bachelor's degree in Law, Accounting, Finance, or related field, Experience in financial services compliance, Knowledge of Hong Kong regulatory frameworks, MS Office proficiency, Fluent in English and Cantonese
Technologies
MS Office
