Associate Director, Pension and Investment Compliance
Core
Senior compliance advisor and second line of defence partner for pension, trustee, and investment businesses, ensuring regulatory compliance and risk management across Asia.
Role type
Senior IC compliance director (pension & investment)
Builds
Compliance programs, risk frameworks, and governance oversight for pension and investment activities.
Domain
Financial services (Pension, Trustee, Investment)
Required skills
Regulatory compliance, risk assessment, governance, trustee duties, investment governance, service provider monitoring, stakeholder management, team leadership, change management, strategic advisory
Preferred skills
Pension business knowledge, investment compliance expertise, industry association representation
Technologies
N/A
Responsibilities
Oversee trustee service monitoring and fiduciary duties; provide independent compliance advice on regulatory issues; monitor compliance with internal investment governance; design and enhance compliance monitoring programs for service providers; assess compliance and regulatory risks; advise on product and marketing material compliance; liaise with principal intermediaries; manage management reporting and training.
Seniority
Senior, hands-on IC with supervisory responsibilities