Senior Specialist Participants Supervision & Enforcement
Core
Senior specialist leading policy development, complex supervision, and enforcement actions for market participants to ensure compliance and market integrity.
Role type
Senior Specialist, Supervision & Enforcement
Builds
Supervisory policies, enforcement frameworks, and risk-based supervisory outcomes
Domain
Financial markets regulation and enforcement (Australia)
Deliverable
client delivery
Required skills
Financial markets regulation, complex investigations, risk-based supervision, policy development, stakeholder influence, analytical ability, procedural fairness
Preferred skills
Exchange/regulator experience, operating model reform, technology-enabled process improvement, resilience under pressure
Technologies
None stated
Responsibilities
Lead development of supervisory and enforcement policies; Provide senior oversight of complex/high-risk matters; Personally lead selected complex investigations or enforcement actions; Translate supervision risks into practical improvements; Represent ASX in significant engagements with participants and regulators
Seniority
Senior, hands-on IC with leadership responsibilities