Compliance Officer
Core
Monitor regulatory developments, conduct compliance reviews, and manage client classification and vulnerability assessments for a global trading platform.
Role type
mid-level compliance officer (financial services)
Domain
Financial services / Online trading / EU regulation
Deliverable
dashboards & analysis
Required skills
Regulatory monitoring, MiFID II assessments, Client classification, Vulnerability assessment, Policy drafting, Third-party due diligence, Audit support, Report preparation
Preferred skills
CySEC Advanced Certification, Experience in online trading or brokerage
Technologies
CySEC regulatory framework
Responsibilities
Carry out reviews under the Annual Compliance Monitoring Programme, Monitor CySEC and ESMA regulatory developments, Conduct MiFID II target market assessments, Review client requests for professional or experienced retail classification, Assess client vulnerability escalations, Help draft and update compliance policies and procedures