Compliance Manager
Core
Operational oversight of regulatory compliance across the organization, focusing on regulatory obligation management, compliance assurance, and financial product compliance.
Role type
Senior IC compliance manager
Builds
Compliance framework, risk and compliance system, policies, standards, and guidance
Domain
Australian financial services and payment services
Required skills
regulatory obligation management, compliance assurance, regulatory change monitoring, financial product compliance, compliance framework design, APRA standards knowledge, AML/CTF legislation knowledge, Privacy Act knowledge, AFSL requirements knowledge, stakeholder engagement, compliance reporting
Preferred skills
autonomous work, strong judgement, attention to detail, relationship building
Technologies
APRA, ASIC, AUSTRAC, OAIC, DIA
Responsibilities
Maintain key compliance registers, monitoring plans, and training plans; Develop and review compliance policies and standards; Perform compliance reviews and control assurance activities; Monitor emerging regulatory changes and recommend actions; Provide stakeholder updates on regulatory developments; Support regulatory certifications and reporting; Oversee compliance training calendar; Support audit activities and external information requests; Provide compliance reporting and analysis to management